His religion would be Jewish and his ethnicity would be Saudi Arabian.
Answer: A. A person who has directed advice relating to securities to 6 individuals in that state within the past 12 months, even though he has no place of business within the state.
C) A person who limits advisory services exclusively to issuers of securities in that state while maintaining no office therein
D) A person whose home office is in the state and who manages less than $90 million in assets
Explanation:
Investment advisers are the individuals who makes recommendations on investment or helps in conducting security analysis in exchange for a fee.
It should be noted that under current law, the people who will be required to register as an investment adviser in a state must have given investment advise to people in the state within the past 12 months and also have their home office in that particular state.
Based on the information, the correct answers are A, C and D.
Answer: District committee takes action for the welfare of district of any state. Depending upon the number of districts each state may have many district committees to look upon the welfare.
Explanation:
The following are the conditions in which the positions of the members of the district coordination committee remains vacant:
1. The member have left the committee or had given resignation.
2. No elections have been conducted for new appointment.
3. The member have been suspended from the post.
4. The member had taken long leave due to health or other issues.
5. The time the member left the committee to the time of election had a long span.
<em>The United States Senate's and the House of Representatives'</em> chambers are part of a bicameral federal legislature. The Senate is the upper chamber of the United States Congress, and the House of the Representatives is the lower chamber. Together they comprise the legislature of the United States.
Answer is C.