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2 years ago

Under the uniform securities act, an investment adviser may be formed as any of the following except a(n)?

1 answer:

8 0

Under the Uniform Securities Act, an investment adviser may be formed as any of the following except a broker dealer.

The Uniform Securities Act is a model law that any state can use to help them create their own state securities laws. The National Conference of Commissioners on Uniform State Laws developed it.

A broker-dealer (B-D) is a person or company who trades securities for their own account or on behalf of their clients. Since the majority of stock brokerages function as both agents and principals, the term "broker-dealer" is used to describe them in terms of U.S. securities regulation.

An individual or business that receives compensation for advising clients about securities is known as an investment adviser. Investment advisers and financial advisors are not the same even if the names have a similar sound.

Learn more about Uniform Securities Act here

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mylen [45]

Answer:

a. Issuance of common stock for cash

(F) +Cash

b. Purchase of new forklift with cash

(I) -Cash

c. Purchase of equipment by issuing note payable

(I) -Cash

d. Depreciation of building

(O) No cash changes

e. Decrease in raw materials inventory

(O) +Cash

f. Payment of cash dividend

(F) -Cash

g. Increase in prepaid rent expense

(O) -Cash

h. Purchase of treasury stock

(F) -Cash

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(I) +Cash

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(O) +Cash

l. Amortization of patent

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m. Purchase building with cash

(I) -Cash

n. Decrease in accrued taxes payable

(O) -Cash

o. Gain on sale of equipment

(I) +Cash

p. Repayment of long-term debt

(F) -Cash

Explanation:

Cash Flow from operating activities cash generated from to day to day activities of the business. All the cash flows needed to operate the business smoothly.

All the cash flows related to the fixed asset is called cash flows from the investing activities. Cash inflows from the sale fixed asset and cash outflows from the purchase of fixed assets are included in it.

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3 years ago

Privatization of the public sector jobs can...

elixir [45]

Answer:

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Explanation:

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4 years ago

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zzz [600]

Answer:

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Explanation:

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3 years ago

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Reptile [31]

Answer: True

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