1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
Irina-Kira [14]
2 years ago
10

If a newly hired person is employed by a broker-dealer and will be offering mutual fund shares, she can become finra registered

by?
Business
1 answer:
Natalka [10]2 years ago
3 0

If a newly hired person is employed by a broker-dealer and will be offering mutual fund shares, she can become FINRA registered by passing the SIE Exam and the Series 6 Exam.

<h3>What are the requisite for being FINRA registered?</h3>

In order to become properly registered or qualified in FINRA, the newly hired person must pass the SIE Exam and the appropriate FINRA licensing exam.

In practice, in order to be able to offer mutual funds, a person must pass either the Series 6 or Series 7 Exam plus the SIE Exam. The Series 63 is a state exam, not a FINRA exam.

Read more about FINRA

brainly.com/question/17395922

#SPJ1

You might be interested in
If at optimum output of 1,000 units, the firm is incurring average variable cost per unit of $3, average fixed cost per unit of
iVinArrow [24]

Answer:

$2500

Explanation:

Given: Total output(quantity)= 1000 units.

           average variable cost per unit= $3

           Average fixed cost per unit= $1.5

           Selling price per unit is $7

We know, Profit= Total\ revenue - Total\ cost

First, lets find out total cost

Total cost= Total\ fixed\ cost+ Total\ variable\ cost

Remember, cost= average\ cost\times quantity

Fixed\ cost= \textrm{average fixed cost per unit}\times quantity

Fixed\ cost= 1.5\times 1000= \$ 1500

Variable\ cost= \textrm{average variable cost per unit}\times quantity

Variable\ cost= \$ 3\times 1000= \$ 3000

∴ Total cost= 1500+ 3000= \$4500

Now, finding total revenue.

Total\ revenue= selling\ price\times quantity

Total\ revenue= \$ 7\times 1000= \$ 7000.

Profit= Total\ revenue - Total\ cost

∴ Total profit= \$ 7000-\$ 4500= \$2500

Total profit= $2500

8 0
3 years ago
An account is a record of increases and in a specific asset, liability, equity, revenue or expense.
Marianna [84]

An account is a record of every transaction, whether it increases or decreases the value of a specific asset, liability, equity, revenue, or expense.

<h3>What is an account?</h3>

An Account is a systematic way to record all the necessary transactions relating to a specific asset, liability, equity, revenue, or expense.

An account contains all types of transactions, whether related to financial or non-financial.

Thus, an account records all types of transactions that will increase or decrease the value of the specific asset, liability, equity, revenue, and expense.

Learn more about the Account here:

brainly.com/question/22917325

#SPJ1

4 0
2 years ago
You bought a stock one year ago for $51.41 per share and sold it today for $59.82 per share. It paid a $1.03 per share dividend
RideAnS [48]

Answer:

Return from dividend yield= 2.0%

Capital gain = 16.4%

Explanation:

The return on a stock is the sum of the capital gains(loss) plus the dividends earned.

<em>Capital gain is the difference between the value of the stocks when sold and the cost of the shares when purchased. </em>

Total shareholders Return =  

(Capital gain/ loss + dividend )/purchase price × 100

The total return can be broken down into

<em>Dividend yield = Dividend/price × 100</em>

= 1.03/51.41 × 100

=2.0%

<em>Capital gain = capital gain/ price  × 100</em>

= (59.82 - 51.41)/51.41 × 100 = 16.4%

8 0
3 years ago
Finding hidden patterns and relationships in customer data is called data
denpristay [2]
The answer is A
Data mining
5 0
3 years ago
Read 2 more answers
When conducting a SWOT analysis, information about turnover, profit margins, and staff quality can be used to identify:
Alex17521 [72]

When conducting a SWOT analysis, information about turnover, profit margins, and staff quality can be used to identify company strengths and weaknesses. By conducting a SWOT analysis, a company is able to find out valuable information about how their company is conducting business, future plans, and how they compare to others within the same market. Identifying your strengths and weaknesses is important in achieving success. When you know your strengths, it allows you to set your company apart from others and when you know your weaknesses, you can work on improving them.

4 0
3 years ago
Other questions:
  • Ben and Leah are planning their 30-year wedding anniversary and are considering taking a 4-day trip to Alaska. How much will the
    11·2 answers
  • Your colleague anshul has to give a presentation to the whole company. what tip should you give him about managing his nerves?
    11·1 answer
  • A woman earned wages of ​$32 comma 000​, received ​$2600 in interest from a savings​ account, and contributed ​$3500 to a​ tax-d
    14·1 answer
  • Wilson Inc. developed a business strategy that uses stock options as a major compensation incentive for its top executives. On J
    12·1 answer
  • Which of these BEST describes a situation in which a country has a "trade deficit"? A) their inflation exceeds 1% Eliminate B) t
    12·2 answers
  • The Express Meal has two restaurants that are open 24 hours a day. Fixed costs for the two restaurants together total $ 451 comm
    6·1 answer
  • Vulcan, Inc., has 7.6 percent coupon bonds on the market that have 9 years left to maturity. The bonds make annual payments and
    12·1 answer
  • Trini worked in a small office with one colleague and one supervisor. Each day, someone from the office had to walk a block to t
    8·1 answer
  • Forester Company has five products in its inventory. Information about the December 31, 2021, inventory follows. Product Quantit
    9·1 answer
  • Complete the diagram of the Circular Flow of the Economy. Some answers are listed twice on purpose.
    8·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!