Answer:
The renewal of an advisory contract under different terms than the preceding contract requires that a revised brochure must be given to the customer at, prior to, contract renewal
.
Explanation:
First, we need to define a term called ADV part 2A: Form ADV is a form used by investment advisers to register with the Securities commission and Exchange Commission (SEC) and state securities authorities.
There is no requirement to file an ADV Part 2A with a balance sheet promptly unless the adviser for the first time will accept $1,200 or more of prepaid fees, 6 months or more in advance of services rendered.
The "2-Day Free Look" at the "Brochure" is only required under NASAA rules for customers that are signing an advisory contract with that adviser for the first time - so it only applies to State-registered advisers, not to Federal Covered Advisers.
Answer:
The correct answer is (A. Trustees' Governmental Principles
Explanation:
I know thus because I got it correct on my test and because James Oglethorpe was in the leader of the trustee, he helped create principles for Georgia in the 1730's
Answer:
Mao Zedong
Nationalist Party in China led by Jiang Jieshi, which began a war against the Communist Party led by Mao Zedong. Both fought for control of China, with Mao and the Communists ultimately winning in 1949. You just studied 8 terms!
This was a quote after WWI, the "war to end all wars". At the end of the war, Germany was basically blamed for the war in the Treaty of Versailles. They had to pay an immense amount of money to the other countries. In WWII, Germany got its "revenge".
