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madam [21]
4 years ago
11

An investment adviser has 1 main office and 3 branch offices, all located in different States. Which statement is TRUE about rec

ordkeeping requirement for the adviser under the Uniform Securities Act?
Business
1 answer:
Alex4 years ago
6 0

Answer:

The correct answer is The adviser must keep its records based on the rules of the State where its main office is located.

Explanation:

Branches manage resources independently of the Principal or Matrix. Of course, these resources are transferred by the Matrix and this is done by the respective Accounting Registry, this transfer representing an investment from the Principal to the Branch.

The branch has assets and liabilities, establishing its assets.

In the centralized accounting system, it is used when the volume of sales or operations does not represent a considerable volume that justifies having to open the use of another set of additional accounting records to which the company keeps. This means that the accounting is kept in the main office and the branch is limited to sending the accounting documents for the corresponding record.

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QUESTION 5 You are looking for ways to pay for your higher education costs. Which of the following options will require you to p
sergey [27]
It is student loans.
7 0
3 years ago
A corn farmer is considered a ________ if he chooses not to join the national interest group his fellow farmers created, yet sti
muminat
A corn farmer is considered a free rider if he chooses not to join the national interest group his fellow farmers created, yet still reaps the benefits of the tax incentives the group lobbied for and won. 
The free rider problem is an economic concept of a market failure that occurs when people or individuals are benefiting from resources, goods or services that they do not pay for. In our case, the corn farmer is benefiting from the tax incentives the group lobbied for, yet he or she made zero input or effort to contribute to the groups agenda in getting tax incentives. <span />
7 0
3 years ago
The Up and Coming Corporation's common stock has a beta of 0.9. If the risk-free rate is 4 percent and the expected return on th
Mashutka [201]

Answer:

r = 0.139 or 13.9%

Option e is the correct answer

Explanation:

Using the CAPM, we can calculate the required/expected rate of return on a stock. This is the minimum return required by the investors to invest in a stock based on its systematic risk, the market's risk premium and the risk free rate.  

The formula for required rate of return under CAPM is,

r = rRF + Beta * (rM - rRF)

Where,

  • rRF is the risk free rate
  • rM is the market return

r = 0.04 + 0.9 * (0.15 - 0.04)

r = 0.139 or 13.9%

8 0
3 years ago
Your opportunity cost of taking this course is: a. the net benefit of taking this course. b. the net benefit of the activity you
umka21 [38]

Answer:

Correct option is B.

The net benefit of the activity you would have chosen if you had not taken the course

Explanation:

Your opportunity cost of taking this course is <u>the net benefit of the activity you would have chosen if you had not taken the course </u>

Opportunity cost is what you must sacrifice when you choose an activity. By taking this course, you are sacrificing the benefit you could have obtained from the activity you would have chosen if you had not taken the course.

5 0
4 years ago
HELP!!!!!!! Draw a supply and demand graph for the given scenario
faltersainse [42]

The demand shifter is the expected increase in the price of the lab coats.

The equilibrium price and quantity would increase.

<h3>What would happen to equilibrium price and quantity?</h3>

When there is an expectation of an increase in the price of lab coats, people would want to buy more lab coats now to avoid buying lab coats at a high price next week.

As a result, the demand curve for lab coats shifts to the right. The equilibrium price and quantity would increase.

Please find attached the required diagram. To learn more about the demand curve, please check: brainly.com/question/25140811

#SPJ1

8 0
2 years ago
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