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tiny-mole [99]
3 years ago
8

An associate broker terminates with a broker. The employing broker refuses to turn the license over to the Commission. Which of

the following is true?
a. Automatic fine for the Employing Broker
b. The Employing Broker may be subject to disciplinary action
c. Employing broker's license is immediately suspended
d. Both associate and employing brokers may have their licenses canceled
Business
1 answer:
katrin [286]3 years ago
3 0

Answer:

d. Both associate and employing brokers may have their licenses canceled

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MariettaO [177]

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The answer is the last one which is credit cards have low interest rate

Explanation:

I think so

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What is the American opportunity credit for 2018
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4 years ago
"A dealer buys 10,000 shares of ABC common at $15 for its inventory. One week later the stock is quoted at $18 - $19, and a cust
a_sh-v [17]

Answer: c. $19

Explanation:

Under the FINRA 5% Policy, a fair and reasonable mark-up or commission is based upon the current market price of the stock not how much the dealer bought it for or rather their cost. As such, when the customer buys, which was the case in this scenario, the mark-up is charged on the <em>inside ask price</em> which in this case is $19.

Were the customer to be selling, any mark-downs will be charged on the <em>inside bid price </em>which in this case is $18.

5 0
3 years ago
PLZ HELP I AM TIMED!!!!!!
jeka94

Answer:

I think the third option is easy for you

7 0
3 years ago
Read 2 more answers
A. Following are the transactions of a new company called Pose-for-Pics.
stich3 [128]

Answer:

The August 31 trial balance is a debit and credit amount of $16,986

Explanation:

The journal entries for the following transactions is as follows;

  General Journal                          Debit                              Credit

1. Cash                                            $6,500

  Photography equipment            $33,500

  Common stock                                                                 $40,000

2. Prepaid insurance                       $2,100

   Cash                                                                                   $2,100

3. Office supplies                             $880

   Cash                                                                                    $880

4. Cash                                              $3,331

   Photography fees                                                              $3,331

5. Utilities expense                           $675

   Cash                                                                                     $675

August 31 trial balance                     $16,986                         $16,986  

The August 31 trial balance is a debit and credit amount of $16,986

4 0
3 years ago
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