Answer:
C. The effective time and date of the transfer
Explanation:
When command is transferred, the process must include a briefing that captures all, but initialy must rely on letting all personnel aware of the exact time of the beginning of the new leadership so there are no misunderstandings on the chain of command.
Answer:
[A] She split her commissions
Explanation:
According to the NASAA Statement of Policy on Dishonest & Unethical Behavior, which is very strict regarding these kinds of situations, it is not considered legal that an agent shares their comissions with any person that does not count on the lawful registration with the same broker-dealer
One false
two true
three true
four idk
five idk
Answer:
Developing awareness and providing more information to the general population.