1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
777dan777 [17]
3 years ago
14

An order ticket is filled out and sent to the New York Stock Exchange floor for execution. After being executed on the floor, it

is discovered that the account number is incorrect. Under FINRA rules, the account number may be changed to the correct one by the:
Social Studies
2 answers:
Dimas [21]3 years ago
7 0

Answer: The options are given below:

A. Floor governor

B. Branch office manager

C. Registered rep

D. Specialist

The correct option is B. Branch office manager

Explanation:

The FINRA rules and regulations stipulate that errors or alterations to order tickets are highly prohibited and therefore, such errors should be formally directed to the designated person which is the Branch Office Manager. This is usually done in writing.

According to the rules, the branch office manager must be duly informed about the reason(s) for the errors.

It is the duty of the branch office manager to carry out a through assessment to verify the reasons why the alterations were made. The result of this assessment will prompt the branch office manager to either approve or reject the alterations that have been made to the order ticket, but he/she will be held liable for the change.

kiruha [24]3 years ago
6 0

Answer: Branch office manager

Explanation:

According to FINRA rules and regulations, any error or alterations to an order tickets are highly prohibited. Such alterations should be directed (in writing) to a designated person which is the Branch Office Manager.

The branch office manager must be informed about the reasons those alterations were made. Also, the branch office manager could approve of such alterations and be accountable for the change.

The Branch office manager will conduct a thorough assessment to understand the facts surrounding the alterations before issuing an approval.

You might be interested in
To avoid fad diets choose a diet that:
irinina [24]

Answer:

C. Educates you about how to make lifestyle changes.

Explanation:

5 0
3 years ago
Read 2 more answers
Starbucks and disney both once faltered in their marketing efforts. this was because they were too focused on ______ and lost si
MAXImum [283]

Starbucks and Disney both once faltered in their marketing efforts. this was because they were too focused on growth and lost sight of their customers.

<h3>What is meant by marketing?</h3>

This is the term that has to do with all of the ways that a company would have to create awareness for their products so that they can get a consumer base for the products.

The consumers that make use of the products in the market have to be of a priority to the company so that they would have an already established market for the products that they bring in.

Read more on marketing here:

brainly.com/question/25369230

#SPJ1

7 0
1 year ago
The division of society into groups arranged in a social hierarchy is called _____________.
stiks02 [169]
It is called social stratification. The idea of social stratification is frequently utilized and deciphered diversely inside particular hypotheses. In human science, for instance, advocates of activity hypothesis have recommended that social stratification is ordinarily found in created social orders, wherein a predominance chain of command might be fundamental with a specific end goal to keep up social request and give a steady social structure. Supposed clash hypotheses, for example, Marxism, point to the detachment of assets and absence of social versatility found in stratified social orders.
8 0
3 years ago
If the spanish had been able to invade and conquer england, _______ would not have allowed religious tolerance for the protestan
Nadusha1986 [10]

If the Spanish had been able to invade and conquer England, Philip II would not have allowed religious tolerance for the protestants.

Philip II also known as “Philip the Prudent” was the King of Spain from 1556 to 1598. Under him, the Spanish empire flourished, expanded, and influenced in having religious unity. Madrid was established as the capital in his reign.

He established Religious unity by setting up the Holy league formed by Venice, Geneva, and the Papal states of Spain. The league aimed to defend Christianity against the Berber incursions in the Mediterranean and from the Ottoman empire. The King’s edicts limited the freedom in the use of their language, religion, and culture consequence of the rebellion of the Moors in the Granada al Bukhara.

Learn more about Philip II:

<u><em>https://brainly.in/question/6871626</em></u>

5 0
1 year ago
Do you think that the assimilation policy adopted by the us government was a good idea
pashok25 [27]
No, because by taking children away from their families, it destroyed traditional cultures, and aboriginal society.
8 0
3 years ago
Other questions:
  • What traits do you think the groups on the same language family shared​
    15·1 answer
  • As a member of the City Council, you have been invited to address the city’s bicycling club about the mayor’s plan to create add
    10·2 answers
  • A joint committee is...
    13·2 answers
  • Can you name 5 things to make a school a better place
    14·2 answers
  • Emma is planning an experiment to examine whether reading to children increases their vocabulary size. She recruits two pre-scho
    10·1 answer
  • On a divided highway, you must _________ unless directed to do otherwise by a sign, traffic control device, or police officer.
    9·1 answer
  • Communism is an economic system in which?
    12·1 answer
  • This crossword puzzle has an error with the boxing and I think I know the word that's supposed to go there but it's missing a bo
    7·2 answers
  • What can one conclude about the link between falling cacao crop prices and rising economic problems in Ghana?
    13·1 answer
  • President Roosevelt's plan to "pack the court" would have granted the president the power to do which of the following?
    12·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!