1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
777dan777 [17]
2 years ago
14

An order ticket is filled out and sent to the New York Stock Exchange floor for execution. After being executed on the floor, it

is discovered that the account number is incorrect. Under FINRA rules, the account number may be changed to the correct one by the:
Social Studies
2 answers:
Dimas [21]2 years ago
7 0

Answer: The options are given below:

A. Floor governor

B. Branch office manager

C. Registered rep

D. Specialist

The correct option is B. Branch office manager

Explanation:

The FINRA rules and regulations stipulate that errors or alterations to order tickets are highly prohibited and therefore, such errors should be formally directed to the designated person which is the Branch Office Manager. This is usually done in writing.

According to the rules, the branch office manager must be duly informed about the reason(s) for the errors.

It is the duty of the branch office manager to carry out a through assessment to verify the reasons why the alterations were made. The result of this assessment will prompt the branch office manager to either approve or reject the alterations that have been made to the order ticket, but he/she will be held liable for the change.

kiruha [24]2 years ago
6 0

Answer: Branch office manager

Explanation:

According to FINRA rules and regulations, any error or alterations to an order tickets are highly prohibited. Such alterations should be directed (in writing) to a designated person which is the Branch Office Manager.

The branch office manager must be informed about the reasons those alterations were made. Also, the branch office manager could approve of such alterations and be accountable for the change.

The Branch office manager will conduct a thorough assessment to understand the facts surrounding the alterations before issuing an approval.

You might be interested in
Who was fired after the battle of Antietam?
Ganezh [65]
George McClellan was tired from the battle of Antietam
3 0
3 years ago
Read 2 more answers
An institution that sets rules governing trade between its members through a panel of trade experts who decide on trade disputes
Fittoniya [83]
The correct answer that would best complete the given statement above would be the WORLD TRADE ORGANIZATION. An institution that sets rules governing trade between its members through a panel of trade experts who decide on trade disputes between members and issue binding decisions is referred to as the World Trade Organization. <span>The 152 member countries account for more than 97% of world trade. </span>
8 0
2 years ago
Atlas and other children his age begin to engage in play activities that are more elaborate and purposeful. What is happening in
klemol [59]

Answer:

Atlas is probably developing gross motor skills like being able to walk on their tiptoes or to stand on one foot. They are developing fine motor skills like being able to snip things with scissors.

Explanation:

It seems from the question prompt that Atlas is probably about 3 years old and they are acquiring gross motor skills like being able to climb well and to skip. They are also starting to refine their fine motor skills at this age and they can use scissors and hold a crayon and eat themselves. By age 4 they will be able to manipulate clay for example. This is the stage where children are moving beyond just performing parallel play at 2 years old to associative play at 3 to 4 years old.

7 0
3 years ago
The dividing lines between the Eastern Hemisphere and Western Hemisphere are the prime meridian and the 180th meridian.
vladimir2022 [97]

yeah 25 points thanks

7 0
2 years ago
Does anyone play overwatch on here?
expeople1 [14]

Answer:

noo srry plz dont h8 on me if u do

Explanation:

4 0
2 years ago
Read 2 more answers
Other questions:
  • Colleen has just graduated from college, and while she is looking for her first "real" job her parents have agreed to let her mo
    12·1 answer
  • Select all that apply.
    10·2 answers
  • Virginia is known for its hot springs. Recently, the number of destination spas and wellness centers has increased tremendously
    13·2 answers
  • A difference between the ideas of hobbes and locke was that hobbes believed life without government was difficult, while locke b
    10·2 answers
  • "The _____ may be explained by the fact that when making attributions about someone, the immediate environment is more stable an
    15·1 answer
  • A que se deben las causas y consecuencias de los conflictos politicos en colombia
    7·1 answer
  • According to Aristotle, the energy of the baker who creates magnificent wedding cake is the _____ cause of the cake.
    5·1 answer
  • which of the following is the best example of how some americans responded to disillusionment after world War 1?
    11·2 answers
  • Dicing onions on the same cutting board used for slicing raw beef can cause
    14·1 answer
  • Which action would a lawyer most likely take as part of the discovery process?
    5·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!