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ziro4ka [17]
3 years ago
14

A broker-dealer is registering a new issue with the Administrator of State A. What information must be sent to the Administrator

?
A. The number of shares
B. The Articles of Incorporation
C. The financials
D. The tax identification number filed with the IRS
Social Studies
1 answer:
Marysya12 [62]3 years ago
3 0

Answer:

A, B and C

Explanation:

Information required by the administrator are; the number of shares, the financial information of the issuer and the issuers articles of incorporation. The administrator does not require the issuers tax identification number.

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