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marissa [1.9K]
2 years ago
11

A registered representative has left one firm to join another. Sometime later, the former employer discovers that some informati

on on Form U-5 filed at the time of termination was inaccurate. The firm need not file an amended U-5 if at least how much time has gone by
Business
1 answer:
postnew [5]2 years ago
8 0

No stated time limit has been given if the firm had not filed an amended U-5.

<h3>What is the time limit to be followed for filing form U-5?</h3>

Form U5 must be filed within thirty days of the date of the termination event, and it requires a firm to provide accurate answers to various questions, including the reason for an associated person's termination of their registration.

Form U5 is the Uniform Termination Notice for Securities Industry Registration which includes the Broker-dealers, funding advisers, or issuers of securities who ought to use this form to terminate the registration of a person in the best jurisdictions.

Hence, no stated time limit has been given if the firm had not filed an amended U-5.

Learn more about Form U5:

brainly.com/question/20367254

#SPJ1

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Mark and Ryan just moved into their first apartment together and they want top buy a flat screen TV for the living room. They bo
MArishka [77]

This is a bad financial move for several reasons:

  • He doesn't have the money to pay back the loan now, and will not magically get more money later (even if he gets paid soon he already has more rent and other expenses to pay)
  • If it is a high-interest loan and he makes the minimum payment each month, the interest will continue to grow and it will get harder and harder to pay off
  • A TV that you owe money on is a liability not an asset. Borrowing money to get a car that you use to drive to work and earn money is one thing, but borrowing money to but a TV that will never earn you money is not a wise decision.
8 0
3 years ago
Which business risk is controllable
Setler79 [48]

Answer:

-the firm’s IT architecture

Explanation:

The firm’s IT architecture is the only risk under the business' control in that list.  The company can decide for example to buy a computer system that matches its needs and budget or go overboard and by the most expensive equipment there is.

All the other factors (fluctuations in the price of raw materials, currency rate fluctuations and change in import duties) are out of the company's control.  Some can be anticipated, with more or less time/precision.

8 0
4 years ago
Read 2 more answers
True or False: Increasing the number of stocks in a portfolio reduces market risk.
AnnZ [28]

Answer:

Q1 True

Q2 More volatile

Q3 Pherk, Airing, Goohoo, Shexxon

Explanation:

Q1 The reason is that the greater the number of stock in the portfolio the lower is the unsystematic risk associated with the investment because the investor receives an average portfolio of investment.

Q2 The greater are the number of the investments in different stocks the lower are the chances of vulnerability. This means that Portfolio A consist lower number of investments than portfolio B in different companies which means that the return on the portfolio A will be more volatile than portfolio B.

Q3 The investments in different industries is more diversified than the investment made in similar industry. The Pherk, Airing, Goohoo and Shexxon are four different industries which means that the investment in such companies is more diversified than other investments in similar industries.

6 0
4 years ago
Micromarketing involves marketing to specific countries rather than global markets.
Montano1993 [528]

Instead of targeting worldwide audiences, micromarketing targets localized nations.

This statement is wrong because micro marketing tends to focus on specific niche rather than specific countries.

What is Micro Marketing?

  • It is a type of marketing which is used in order to reach some specific group of people or an individual.
  • These are small in size i.e "micro" in nature or a group which was approached by the customised content.
  • It directly focuses on some niche and targets its potential consumers.
  • There are four levels of micro marketing
  • Mass Marketing
  • Segment Marketing
  • Niche Marketing
  • Micro Marketing

To learn more about micro marketing, visit: brainly.com/question/27963674

#SPJ4

3 0
2 years ago
if Dawn's disposable income increases from $30,000 to $35,000 what is his marginal propensity to consume if he spends $4,000 of
irina [24]

Answer:

Marginal Propensity to Consume = 0.8

Explanation:

Marginal propensity to consume (MPC) exhibits consumer's spending behavior as to what percentage of extra dollar is spent from extra dollar of income.

MPC is calculated as Increase in consumption divided by increase in income.

MPC: Increase in consumption / increase in income: 4,000 / 5,000

MPC = 0.8

8 0
3 years ago
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