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Rzqust [24]
2 years ago
11

If the administrator prohibits investment advisers in that state from taking custody of customer funds or securities, then the i

nvestment adviser would not be permitted to:
Business
1 answer:
Ket [755]2 years ago
8 0

The investment adviser would not be permitted to accept securities from a customer that are registered in customer name if administrator prohibit him from taking custody of customer, as per Securities and Exchange Commission.

As per the Securities and Exchange Commission, The Commission has amended the custody rule in accordance with the Investment Advisers Act of 1940. The amendments modernize the rule by bringing it in line with modern custodial practices and requiring advisers who have custody of client funds or securities to keep those assets in the custody of broker-dealers, banks, or other qualified custodians. The amended rule also defines "custody" and illustrates situations in which an adviser has custody of client funds or securities. The amendments are intended to improve client asset protection while reducing the burden on advisers who have custody of client asset.

Learn more about Securities and Exchange Commission here:

brainly.com/question/28066418

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Phoenix, a salesperson for Quality Fruit, Inc., shows Robert, a buyer for Sweet Home Fruit Company, samples of peaches, stating
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Answer:

a. an express warranty.

Explanation:

Express warranty is written or verbal assurance by the seller or manufacturer that the product on sale will meet the buyer's expectations in terms of functionality, reliability, and quality.  The sellers make a commitment to either repair or replace the product should it malfunction within a specified period. Details of a warranty are communicated through branding and advertisements.

The wording of an express warranty need not contain the words warranty or guarantee. In the case where there is no wording, the warranty is implied. The statement of the phoenix salesperson is an express warranty. They are assuring the client of the quality of the merchandise.

4 0
3 years ago
In the ____ stage of selecting information technology projects, organizations define project scope, benefits, and constraints. a
AleksandrR [38]

Answer:

The correct option is A,project planning.

Explanation:

In the project planning stage which centers on IT projects,the scope of the project refers to the different parts or milestones making up the project.The scope of the project is a function of the magnitude of the problem it meant to solve.

Cost/benefits analysis is also  a key feature of such planning,as it is only worthwhile investing in  project whose benefits outweigh its costs.

Lastly, envisaging likely constraints is also important in order that adequate mitigating plans can be put in place.

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3 years ago
True or false. leadership in a team is a key component to team success.
vitfil [10]
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4 0
3 years ago
Which of these contains data that identifies a product?
zmey [24]

Answer:

A. UPC

Explanation:

A UPC is an acronym for universal product code. UPC is typically used for the identification of a specific product and its manufacturer (vendor) through a unique code that is printed on the product.

Basically, a universal product code (UPC) comprises of two (2) main parts;

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The first six-digits of the UPC represents the manufacturer and is printed on all of its products while the next five-digits is the product's unique reference number (item number) and the last digit is typically known as a check digit, used for the verification of the authenticity of a UPC.

Generally, the universal product code are usually scanned with a barcode scanner and this makes it easier to identify a product, as well as its price.

<em>Hence, a universal product code (UPC) contains data that identifies a product. </em>

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