Question

roberto, a licensee, filled in the blanks on a standard form used in his brokerage firm. is this okay? unset starred question no, because he's not an attorney, he shouldn't prepare contracts. no, he should have his client complete any forms. yes, licensees can use standard forms provided by the brokerage or approved by an attorney. yes, real estate licensees may draft contracts and fill in blanks on existing contracts.

Answer 1

Yes, licensees may utilize templates that were designed or approved by lawyers. If Roberto, a licensee, filled out the boxes on a typical form used by his brokerage company.

In order to complete a transaction for stock shares, bonds, options, and other financial instruments, a brokerage firm or brokerage company acts as a middleman between buyers and sellers.

Following the completion of the transaction, commissions or fees are levied as payment to the broker.

The majority of discount brokerages now provide zero-commission stock trading to its clients. The businesses compensate for this revenue loss from other sources, such as compensation from the exchanges for large orders and trading commissions for other goods like mutual funds and bonds.

• A brokerage firm typically serves as a middleman, bringing together buyers and sellers to streamline a transaction.
• A set annual charge or fees per transaction are used to pay full-service brokerage firms.

Learn more about brokerage firms here

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