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Whitepunk [10]
3 years ago
14

For what minimum period of time after the closing of any customer's account must a broker/dealer preserve account cards or recor

ds which related to the terms and conditions with respect to the opening and maintenance of the account under FINRA Rules?
Business
1 answer:
blondinia [14]3 years ago
4 0

Answer:

The answer options are:

A. 90 days

B. 1 year

C. 4 years

D. 6 years

Explanation:

FINRA Rules prescribe that broker/dealers preserve for a period of not less than 6 years after the closing of any customer's account, any account cards or records which related to the terms and conditions with respect to the opening and maintenance of the account.

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