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o-na [289]
3 years ago
11

MT Securities is a broker-dealer registered in 42 states. MT Securities makes a market in over 100 different stocks and particip

ates in the underwriting of approximately 22 IPOs per year. Which of the following actions would be prohibited under NASAA's Statement of Policy on Dishonest and Unethical Business Practices of Broker-Dealers and Agents?
Social Studies
1 answer:
scoray [572]3 years ago
8 0

Answer:Gain Customized Business Management Resources and One-on-One Support. Learn More Today. Work with a Broker-Dealer Who Puts Financial Advisors First and Plan for Your Future. Major Growth Opportunity. Achieve Your Career Goals. Flexible Career Support.

Explanation:

You might be interested in
Another reason for the bystander effect is not wanting to draw negative attention to oneself. What is this called?.
ahrayia [7]

Another reason for the bystander effect is not wanting to draw negative attention to oneself is the Bystander Effect or Bystander Apathy refers to this.

<h3>What is the Bystander Effect?</h3>
  • The bystander effect happens when other people dissuade someone from taking action in an emergency, against a bully, or during an assault or other crime because they are present.
  • The more bystanders there are, the less likely it is that any of them will step in to aid someone who needs it.
  • When there are few or no other witnesses present, people are more likely to act in a crisis.
<h3>What is a case of the bystander effect?</h3>
  • The savage killing of a young woman named Catherine "Kitty" Genovese is the most widely used illustration of the bystander effect in introductory psychology courses.
  • Genovese, who was 28 years old, was traveling home from work on March 13, 1964.

Learn more about the Bystander Effect here:

brainly.com/question/12499646

#SPJ4

8 0
1 year ago
Which water reservoir contains salt water? Lakes Glaciers Polar ice caps Oceans
Dovator [93]

Answer:

Polar ice caps

Explanation:

8 0
3 years ago
Which of these best describes how William of Normandy changed the English Monarchy? A. William was the rightful heir to the thro
ki77a [65]

Answer:

A: William was the rightful heir to the throne of England but would not accept the crown.

Explanation:

Hopefully this helps!

4 0
3 years ago
Before a history exam, Perry is hoping that it is a multiple-choice test and not an essay test. The reason why he perceives the
slavikrds [6]

Answer:

use recall; recognition    

Explanation:

Recall: In psychology, the term "recall" is described as an individual's acts of retrieving events or information from his or her past in the absence of any particular cue to help in "retrieving" those events or information.

Recognition: In psychology, the term "recognition" is described as a form of remembering that is distinguished by having a feeling of similarity when an individual encounters something formerly experienced again.

In the question above, the given statement represents recall and recognition.

5 0
3 years ago
What is the approximate length of the United States border with Canada? o 2,500 miles O 4,500 miles O 5,500 miles O 3,500 miles​
Nesterboy [21]

Answer:

its 3,500 have a great day yall

5 0
3 years ago
Read 2 more answers
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