Answer: StatusB B. Have the customer sign a statement that he understands the risks involved prior to executing the order
Explanation:
The options to the question are:
StatusA A. Send a prospectus to the customer
StatusB B. Have the customer sign a statement that he understands the risks involved prior to executing the order
StatusC C. Have the branch manager approve the order and then fill the customer's order in the same manner as with any other security
StatusD D. Send the customer a Subscription Agreement to be signed before filling the order.
The correct answer is StatusB B. Have the customer sign a statement that he understands the risks involved prior to executing the order.
Under the penny stock rule of the Securities exchange commission, when a new customer is being solicited by a registered representative to purchase an over-the-counter stock non-NASDAQ, a detailed statement must be completed by the registered representative on behalf of the customer.
I believe the answer is: d. the man you met while walking your dog
Opportunistic association refers to an association that is formed that you met by small chance when you are doing your daily activities. Meeting that specific man when walking your dog could only occurs in small chance if you both somehow decided to pass the roads at the same time.
Answer:
price of preferred stock = $465.65
Explanation:
given data
annual dividend = $18
return = 3.2 percent = 0.032
solution
we know prefer stock price is express as
prefer stock price Vp = 
here Vp is value of preference share and d is constant dividend and Kp is rate
so
prefer stock in 6th year will be = 
= $562.50
so that price of preferred stock today = 
price of preferred stock = 
price of preferred stock = $465.65
Answer: Managers cannot determine the changing speed of an industry or the rate of innovation.
Explanation:
A drawback of Porter’s five forces model is that managers cannot determine the changing speed of an industry or the rate of innovation.
With Porter's five-forces-plus-complements model, it is difficult for an economic entity to determine the rate if innovation in an organization or the changing speed of the industry and this means that the managers have to repeat their analysis constantly so as to have a picture of their industry that is more accurate.
According to the released information, a Deloitte insights survey found that companies use AI to "<u>enhance workforce and customer experiences."</u>
<h3>Deloitte research survey on AI application</h3>
The Deloitte research was conducted on the current state of AI in the enterprise. The study revealed that companies use AI to "enhance workforce and customer experiences."
Also, the types of companies that are advancing toward this objective include the following:
- Pathseekers: High outcome, low deployed
- Transformers: High outcome, high deployed
- Starters: Low outcome, low deployed
- Underachievers: Low outcome, high deployed
Hence, in this case, it is concluded that the correct answer is "<u>enhance workforce and customer experiences."</u>
Learn more about the impact of AI on business here: brainly.com/question/25757825
