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Lynna [10]
3 years ago
8

An investment adviser has a soft dollar arrangement with DEF Brokerage Company. An investment adviser representative brings a bi

g new account to the RIA and the account owner tells the IAR to direct 50% of his trades to XYZ Brokerage Company. If execution is not an issue, then the IAR should:
Business
1 answer:
juin [17]3 years ago
7 0

Answer:

The remaining part of the question:

Which statement is TRUE?

A. Because the payment received by the IAR is small, there is no requirement to notify the client of the payment arrangement with the executing broker

B. Because the client has an investment objective of aggressive growth, requiring an active trading strategy, there is no requirement to notify the client of the payment arrangement with the executing broker

C. The IAR must notify the client of the payment arrangement with the executing broker

D. The IAR must notify RIA of the payment arrangement with the executing broker

<u>Correct Answer:</u>

<u>C. The IAR must notify the client of the payment arrangement with the executing broker .</u>

<u />

Explanation:

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Journalize the entries to correct the following errors:
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Answer:

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Explanation:

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Sam wanted to open a file that he saved yesterday. Which component inside the computer stores this file?
Dmitriy789 [7]
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Answer:

There should be strong internal controls implemented and segregation of duties in the finance department.

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8 0
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What did Apple and other publishers seek to do?
pantera1 [17]

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hope this helped :)

3 0
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Other things equal, an increase in productivity will Multiple Choice reduce aggregate supply and increase real output. reduce bo
leva [86]

Answer:

increase both aggregate supply and real output.

Explanation:

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Also the rise in productivity increase the aggregate supply and the AS curve would be shifted to right that rise the real output but reduce the level of the price in the new equilibrium output level

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