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Lynna [10]
3 years ago
8

An investment adviser has a soft dollar arrangement with DEF Brokerage Company. An investment adviser representative brings a bi

g new account to the RIA and the account owner tells the IAR to direct 50% of his trades to XYZ Brokerage Company. If execution is not an issue, then the IAR should:
Business
1 answer:
juin [17]3 years ago
7 0

Answer:

The remaining part of the question:

Which statement is TRUE?

A. Because the payment received by the IAR is small, there is no requirement to notify the client of the payment arrangement with the executing broker

B. Because the client has an investment objective of aggressive growth, requiring an active trading strategy, there is no requirement to notify the client of the payment arrangement with the executing broker

C. The IAR must notify the client of the payment arrangement with the executing broker

D. The IAR must notify RIA of the payment arrangement with the executing broker

<u>Correct Answer:</u>

<u>C. The IAR must notify the client of the payment arrangement with the executing broker .</u>

<u />

Explanation:

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d.Shares listed on a national securities exchange.

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A country in South America has large reserves of copper and tin. Mining forms the pillar of its economy. A major part of its rev
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B) raw material exporting

Explanation:

Based on the information provided within the question it can be said that this country most likely has a raw material exporting economy. This is a type of economy that focuses mainly on exporting and trading the raw materials which it's host country is rich in. This allows them to make money and import more necessary things that the country needs but can't produce.

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Which of the following statements is FALSE?A. Across a longer time period, a single cash flow grows to a larger future valueB. F
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Answer:

D. For a higher interest rate, an annuity has a smaller future value

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C \times \frac{(1+r)^{time} -1}{rate} = PV\\

on the capitalziation factor we got rate in both part of the division:

\frac{(1+r)^{time} -1}{rate}

on the top part is being added a unit and power to t

while in the other it doesn't change.

While it is true that a higher dividend makes the quotient decrease, the increases in the top part exceeds by far the increase in the bottom part, making increase the quotient.

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Confirm accounts receivable ending balances and sales terms, such as right of return and consignment arrangements.
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Confirm accounts receivable ending balances and sales terms, such as right of return and consignment arrangements.--  Existence and accuracy

What is an Accounts Receivable Confirmation?

When an auditor is examining the accounting records of a client company, a primary technique for verifying the existence of accounts receivable is to confirm them with the company's customers. The auditor does so with an accounts receivable confirmation

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Learn more about Confirm account receivable:

brainly.com/question/13655761

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