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solong [7]
3 years ago
10

Brad Smith works for GHI Firm. GHI firm is a registered Broker-Dealer in State A, B and C and a registered IA in State A. Brad i

s a registered IAR in State A, and travels to State B because he wants to meet with some potential new clients in State B. Brad sets up an office in a hotel room, meets with the potential clients, and gives them advice about their portfolio.
[A] This is acceptable because the GHI Firm is registered as a B/D in State B.
[B] This is unacceptable because Brad is not registered in State B.
[C] This is acceptable because Brad does not have an office in State B.
[D] This is unacceptable because Brad is not an Agent.
Computers and Technology
1 answer:
Rashid [163]3 years ago
8 0

Answer:

The correct answer is B. This is unacceptable because Brad is not registered in State B

Explanation:

Given:

Brad is a registered Investment Advisory Representative (IAR) in State A.

In the question, it's not stated that Brad is not registered in State B.

Setting up an office in State B is unacceptable because Brad is holding himself out as an IAR in State B and he is not registered as an IAR in State B.

Though GHI is a registered firm in State B, Brad also needs to be registered before setting up an office in other states.

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using a timer to generate a random number, develop a program that displays random numbers between 1 and 47 (or whatever) for you
mestny [16]

Answer:

Explanation:

The following code is written in Python. It creates a variable that detects the current time. Then it loops through a range of numbers and chooses the last random number after 2 seconds. Finally, it prints that number to the screen. This function can be called countless times depending on the number of state lottery numbers needed.

import random

import time

start_time = time.time()

while time.time() - start_time < 2:

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print(lottery_number)

3 0
3 years ago
What were the technological innovations that allowed for the rapid expansion of the railroads?
liraira [26]

Answer:

There are different phases of railroad expansion with the innovations in technology.

Explanation:

Few of the technological innovations are described below that leads in railroad expansion more rapid.

1. Centralized Traffic control (CTC) is introduced in 1960's that is used to control the traffic on railroads using different signal control.

2. In 1990's after computer technology involvement, railway ticket and reservation system is automate and being centralized. That makes the railroad expansion improve.

3. Bullet train technology has been introduced, that makes the railway trains more faster.

4. Electric trains has been introduced to use green energy and reduce the dependency on the fuel to make environment clean and green.

5 0
3 years ago
How does a cloud-first strategy differ from other approaches to cloud?
Irina18 [472]

Cloud-first strategy differ from other approaches as It keeps all the services performed by legacy systems while moving to the Cloud in a staggered approach.

<h3>What is a cloud first strategy?</h3>

The change of cloud computing has brought about  “cloud-first” strategy.

This  is known to be a way to computing that tells that a firm should look first to cloud solutions when creating new processes or taking in old processes before taking in non-cloud-based solutions.

Note that Cloud-first strategy differ from other approaches as It keeps all the services performed by legacy systems while moving to the Cloud in a staggered approach.

See options below

it enables an organization to completely move to the cloud without infrastructure or support requirement

it keeps all the services performed by legacy systems while moving to the cloud in a staggered approach.

it partners technology with multiple other disciplines for comprehensive business transformation.

it uses artificial intelligence to automate all business processes and completely eliminate human error.

Learn more about cloud from

brainly.com/question/19057393

#SPJ1

6 0
2 years ago
.vx*^#♡■●;(<a href="/cdn-cgi/l/email-protection" class="__cf_email__" data-cfemail="eaceaa">[email&#160;protected]</a>(;=!^$□◇○(
Stells [14]

Answer:??

Explanation:what is that suppose to mean?

please give me a brainiest if you don't mind

4 0
4 years ago
A(n) ________ event is an alert that is generated when the gossip traffic enables a platform to conclude that an attack is under
Allisa [31]

Answer:

B. DDI

Explanation:

A(n) DDI event is an alert that is produce or invoke when the gossip traffic allow a platform to conclude that an attack or potential attack is under way.

A device driver is a computer program that operates or controls a particular type of device that is attached to a computer system.

A driver provides or supply a software interface to hardware devices which enable the operating systems and other computer programs to access hardware functions without needing to know the exact details in respect of the hardware being used.

DDI means Device Driver Interface

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7 0
3 years ago
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