1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
melamori03 [73]
3 years ago
12

Under the FINRA Conduct Rules, a broker-dealer may charge a customer all of the following services except:_______.a. collection

of dividends on margin securities.
b. safekeeping of securities.
c. appraisals of securities in a customer portfolio.
d. distributing proxies to holders of securities in margin account.
Business
1 answer:
JulijaS [17]3 years ago
3 0

Answer:

distributing proxies to holders of securities in margin account

Explanation:

Proxies are voting materials on shares that are given by the issuer of the shares to the brokerage that is holding the shares.

Proxies are paid for by the issuer and not the customer.

A broker is allowed to charge for various services rendered. For trading and market related services the 5% rule holds, while for other clerical services such as collection of dividends, safe keeping appraisal of securities, and transfer of securites.

Charges must be fair and reasonable.

You might be interested in
Nicole works from home full-time for a non-profit organization. She receives work from and sends work to the office via a comput
BartSMP [9]

Answer:

telecommuting

Explanation:

Telecommuting is also generally referred to as teleworking and it can be defined as an act which typically involves the process of completing a job function, tasks or work assignments through the use of the internet and in a location other than the office itself.

In this scenario, Nicole works from home full-time for a non-profit organization. She receives work from and sends work to the office via a computer and modem. Thus, this is an example of telecommuting.

3 0
3 years ago
According to the __________, companies go through long, simple periods of environmental stability, followed by short, complex pe
valina [46]
I really don’t know sorry for this answer
4 0
3 years ago
The population of the world in 1987 was 5 billion and the relative growth rate was estimated at 2 percent per year. assuming tha
scoundrel [369]
A = Pe^(rt) 
<span>A = 5e^(0.02)(8) = 5.87 billion </span>
6 0
3 years ago
Can somebody help me find a pattern in these numbers?
Papessa [141]
1 and 5 would be the numbers
3 0
3 years ago
You just won the grand prize in a national writing contest! As your prize, you will receive $500 a month for 50 months. If you c
max2010maxim [7]

Answer:

<u>Prize is $22,071.39 worth today</u>

Explanation:

Present value of Annuity = A*[(1-(1+r)^-n)/r]

A - Annuity payment = 500

r - rate per period = 6/12 = .5%

n - no. of periods = 50

Present value of Annuity = 500*[(1-(1.005)^-50)/.005]

= 500*[(1-0.77928606825)/.005]

= 500*44.14278635

= $22,071.39

3 0
3 years ago
Other questions:
  • Katy, a manager, is evaluating her team members by rating them from best to worst. This rating is based on their overall perform
    9·1 answer
  • Suppose that the market price of Company A is $50 per share and that of Company B is $20. If A offers half a share of common sto
    11·1 answer
  • Borstorff and her associates examined a number of factors related to employee willingness and concluded that married couples wit
    8·1 answer
  • GDP can rise as a result of a rise in __________________, and Real GDP can rise as a result of a rise in _______________________
    14·1 answer
  • Marketing strategies A) enable marketing managers to be satisfied just planning present activities. B) ensure that every opportu
    7·1 answer
  • Item12 10 points eBookPrintReferences Check my work Check My Work button is now enabledItem 12Item 12 10 points Problem 4-19 Loa
    10·1 answer
  • Seating Galore sells high-end desk chairs. The variable expense per chair is $85.05 and the chairs sell for $189.00 each. The va
    9·1 answer
  • Adam borrowed money to buy a new car. The bank has a lien on the car. What could happen if Adam doesn't make his payments on tim
    7·1 answer
  • The price index was 150 in the first year, 142.5 in the second year, and 138.2 in the third year. The economy experienced:______
    11·1 answer
  • Prepare a Pareto chart of the possible causes for a student to fail a final examination in a university course.
    10·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!