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Katarina [22]
3 years ago
15

A broker-dealer receives a court order directing it to turn over the customer account records of Joe Jones, a customer with a su

bstantial account. Which statement is TRUE?
A. The broker-dealer is not obligated to comply with the order if Joe Jones directs it not to do so
Incorrect Answer
B. The broker-dealer is obligated to comply with the order only if it has been issued by the Administrator
C. The broker-dealer is not obligated to comply with the order at its discretion
D. The broker-dealer is obligated to comply with the order and must disclose the information
Business
1 answer:
masha68 [24]3 years ago
8 0

Answer:

D. The broker-dealer is obligated to comply with the order and must disclose the information.

Explanation:

There is no such thing as broker dealer-client privilege, therefore the broker-dealer must comply with the court order and must disclose all the information that they require. It doesn't matter if the client, Joe Jones, wants to disclose the information or not, the court order must be followed.

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The real estate agent told the prospective home buyers, "You seem to really like that last house we looked at, so I better let y
White raven [17]

Answer:

The correct answer is letter "D": standing-room-only.

Explanation:

Standing-room-only is a sales closing technique by which the clerk creates scarcity of a product to hurry the buyer to purchase the good otherwise there might not be samples available if the buyer decides to wait to make a decision.

By making the product "<em>limited</em>", clerks make buyers place special attention on that product even if it does not deserve it since the seller might be manipulating the information at will. Buyers must try to confirm if what the seller is true or if the clerks are just trying to push the sale.

6 0
4 years ago
In the development of a SFAS matrix, the first step is to:____________.
Anna71 [15]

Answer:

its A

Explanation:

I promise trust me

8 0
4 years ago
As we use more and more of a product, we encounter ______________________.
Kamila [148]

diminishing product trust

5 0
3 years ago
There are three sequential operations (Station 1, Satiation 2, and Station 3) in a process. Incoming applications go to station
IgorLugansk [536]

Answer:

1 hour 19 mins

Explanation:

The computation of the  theoretical flow time is shown below;

The sequence of operation  represent as a Station 1 -> Station 2 -> Station 3

Now

The capacity of each station is

= number of resources × capacity of each resource

Particulars           Station 1         Station 2         Station 3

resources               1                      2                    3

the capacity of

each resource        3                      5                     5

the capacity of

each station           3                       20                  15

Now The theoretical flow time for each station is  

Station 1 = 60 ÷ (3 ÷ 1) = 20 mins

Station 2 = 60 ÷ (5 ÷ 2) = 24 mins

Station 3 = 60 ÷ (5 ÷ 3) = 35.92 mins

So,

Total theoretical flow time is

= 20 + 24 + 35.92

= 79.92 mins

= 1 hour 19 mins

8 0
3 years ago
$35.00 per share is the current price for Foster Farms' stock. The dividend is projected to increase at a constant rate of 5.50%
Greeley [361]

Answer:

$44.45

Explanation:

The return on the stock is 9.00% of $35.00, which gives $35.00 +3.15.

Therefore, return on the stock will be $38.15. Since the stock is projected to increase at constant rate of $5.5 over 3 years. The stocks expected price 3 years from today is $44.45

7 0
3 years ago
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