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3 years ago

Which TWO of the following statements are TRUE when a broker-dealer executes a principal transaction?

Business

1 answer:

tigry1 [53]3 years ago

6 0

Answer:

C) II and III

Act as a dealer
Charge a mark-up or a mark-down

Explanation:

Dealers can purchase and sell securities on their own accounts, this is called position trading. When they carry on this type of transactions, they charge markups instead of commissions.

Brokers act like agents, and they can only arrange a transaction between clients and they charge a commission for their work.

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John would like to move from the city into the suburbs and has been saving a large down payment for a home.which is the most cos

miss Akunina [59]

The most cost effective way for John to buy a house is on installment basis or by using up all his savings

3 0

3 years ago

hen entry barriers into a market are low, firms will tend to earn zero economic profit in the long run because a. profit-seeking

tamaranim1 [39]

Answer:

The correct answer is B

Explanation:

Economic profit is the difference among the revenue received from the sale of the output and the cost of all inputs used and opportunity cost.

Zero economic profit, it is the situation where the firm is earning the same if its resources were employed in the next alternative which is best.

When the entry barriers in the market are low, then the firm will have the tendency of having a zero economic profit in the period of long run, as the profit which is short run will attract the extra suppliers which will result in down in the market price of the product.

3 0

3 years ago

Suppose you enter into a 9-month long forward contract on a non-dividend-paying stock when the stock price is S0 = $125 and the

Vladimir79 [104]

Answer:

Future Price

F0: 126.89

F3: 113.13

F4: 113.41

Value of the contract:

a) zero (by definition)

b) -13

c) -13

Explanation:

forward price:

$F = S (1+r)^{n}$

being S the spot rate

time 9 months and

rate 2% continuous componding

As the rate is continuous we calculate using the e number instead:

$F = S e^{rn} +cost$

$F = 125 e^{0.02 \times 9/12}$

F = 125 x 1.015113065

F = 126.8891331 = 126.89

3th month into the contract:

$F = 112 e^{0.02 \times 6/12}$

F = 113.1256187 = 113.13

4th month

$F = 112 e^{0.025 \times 5/12}$

F = 113.4087866 = 113.41

value of the contract

at third month:

Vt = St - F0

Vt = 112 - 125 = -13

at fourth month

Vt = 112 - 125 = -13

3 0

3 years ago

If the internet makes it easier for sellers to find buyers and makes it easier for buyers to learn about the products that are a

IceJOKER [234]

If the internet makes it easier for sellers to find buyers and makes it easier for buyers to learn about the products that are available for sale, we would expect that the benefits of trade will rise.

<h3>How internet has helped buyers?</h3>

Everything is more convenient for the buyer when they have access to the internet.
They have the freedom to read and think at their own pace.
Customers are discovering a variety of methods to interact with brands and explore their goods and services because to the internet's nearly universal accessibility on a wide range of devices.
Prospects are now better informed, so sales representatives who can move rapidly can turn leads over more quickly.
Organizing sales teams has become simpler thanks to technology.
CRM systems simplify the sales process and enable information sharing among teams, building a stronger team and ultimately increasing sales.

Learn more about CRM systems here:

brainly.com/question/13100608

#SPJ4

8 0

1 year ago

A group of individuals from the same business sector who try to persuade politicians to

german

Answer:

Lobby

Explanation:

The term lobby refers to a group of people who band together and try to influence people in public office and politicians.

3 0

2 years ago