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3 years ago

Which TWO of the following statements are TRUE when a broker-dealer executes a principal transaction?

Business

1 answer:

tigry1 [53]3 years ago

6 0

Answer:

C) II and III

Act as a dealer
Charge a mark-up or a mark-down

Explanation:

Dealers can purchase and sell securities on their own accounts, this is called position trading. When they carry on this type of transactions, they charge markups instead of commissions.

Brokers act like agents, and they can only arrange a transaction between clients and they charge a commission for their work.

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An improvement in a firm's technology that improves productivity results in a(n): Group of answer choices downward movement alon

Damm [24]

Answer:

The correct answer is letter "D": willingness to supply a larger quantity than before at any given price.

Explanation:

As a result of an increase in productivity as a result of introducing new technology, <em>a company will be able to supply more units to the market</em>. The price will vary according to supply and demand flows and the investment needed for the introduction and maintenance of the new technology.

Increases in productivity can be caused by technological progress, capital investment or human capital development.

5 0

4 years ago

The chart gives prices and output information for the country of Utopia. Use this information to calculate real and nominal GDP

Mrac [35]

Answer:

Explanation:

The chart below gives prices and output information for the country of Utopia. Use this information to calculate real and nominal GDP for both years. Use 2017 as the base year.

Year 2016 2017

Price Quantity Price Quantity

Ice Cream $7.00 600 $3.00 400

Blue Jeans $70.00 20 $20.00 90

Laptops $300.00 5 $300.00 5

2016 nominal GDP = $_(7 x 600) + (70 x 20) + (300 x 5)_ = $7,100

2017 nominal GDP = $_(3 x 400)+(20 x 90) + (300 x 5)_ = $4,500

2016 real GDP = $__(7100-4500)/ 4500)) / change in ice cream price of 50%+ change in blue jean price of (70-20/20) 250%_______

= 0.57/3 = 0.19% growth. Technically the economy was better in 2016 than in 2017.

2017 real GDP = will be same as nominal, hence no growth since this is the base year

4 0

3 years ago

The fed currently focuses monetary policy on the

kupik [55]

The fed currently focuses monetary policy on the ; Federal funds rate

7 0

3 years ago

If Ford Motor Company builds a new auto plant in South Africa this is considered to be

Irina-Kira [14]

Group of options omitted and they are

a) brownfield investment only

b) brownfield and horizontal investment

c) greenfield and horizontal investment

d) greenfield and vertical investmen

Answer:c) greenfield and horizontal investment

Explanation:

A green-field investment is foreign direct investment whereby a parent company establishes a new subsidiary in a different or foreign country, starting its operations from the scratch, ie building the establishment from ground up and not buying an already existing plant or structure..

By horizontal direct investment , it means that the investor establishes the same type of operation in a different country as it operates in its home country, for example, Ford Motor Company based in the United States building a new auto plant in South Africa.

7 0

3 years ago

The following information pertains to Peak Heights Company:

Delvig [45]

Answer:

Peak Heights Company

PEAK HEIGHTS COMPANY

Statement of Cash Flows

Operating Activities Section

Net income $15,625

Non-cash flow: Depreciation 6,700

Changes in working capital:

Accounts receivable -$4,400

Inventory 4,000

Salaries payable 750

Net cash from operating activities $22,675

Explanation:

A) Data and Calculations:

Peak Heights Company:

Income Statement for Current Year

Sales $85,900

Expenses Cost of goods sold $51,675

Depreciation expense 6,700

Salaries expense 11,900 70,275

Net income $15,625

Partial Balance Sheet Current year Prior year Changes

Accounts receivable $9,800 $14,200 -$4,400

Inventory 13,100 9,100 4,000

Salaries payable 1,620 870 750

5 0

3 years ago