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Margaret [11]
3 years ago
10

Your firm has securities available from a SEC Reg D private placement of variable life policies, which are unregistered. One of

your fellow RRs would like to place an ad in a financial newspaper regarding the availability of the securities. Reg D allows which of the following in this situation?
(A) Because it's a private placement, Reg D advertising is limited to hedge fund sales literature only.
(B) As long as accredited investors are the only ones allowed to invest in the products, general advertising is acceptable, even if it reaches non-accredited members of the public.
(C) Accredited investors who are pre-qualified for the purchase of the security may be invited to a sales seminar by the RR.
(D) As long as the RR focuses advertising toward investors with sizeable net worth, advertising is acceptable.
Business
1 answer:
nikdorinn [45]3 years ago
3 0

Answer:

C. Accredited investors who are pre-qualified for the purchase of the security may be invited to a sales seminar by the RR

Explanation:

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Making blackmail, extortion, and other forms of private coercion illegal is one way that government A. reduces private-sector ec
adell [148]

Answer:

The correct answer is A. Reduces private-sector economic risk.

Explanation:

Economic risk refers to the uncertainty produced in the return on investment due to changes in the economic situation of the sector in which the company operates. Thus, by way of example, this risk may come from: the management policy of the company, the policy of distribution of products or services, the appearance of new competitors, the alteration in the tastes of consumers, and so on.

Economic risk is a direct consequence of investment decisions. So the structure of the company's assets is responsible for the level and variability of operating benefits.

8 0
4 years ago
According to the Uniform Partnership Act, the three key elements of any general partnership are
Anon25 [30]

Answer:

(2) Common ownership, shared profits and losses, and right to participate in managing the operations.

Explanation:

Partnership refers to a mutual agreement between 2 or more individuals agreeing to carry out a business and to share it's profits and losses in an agreed ratio or as per the clauses in partnership deed.

Uniform partnership act regulates partnership agreements in majority of United States. The act also allows remaining partners after dissolution to continue the partnership if majority of them desire to do so.

Under the act, Partnership is characterized by common ownership of assets and liabilities by all partners, sharing of partnership profits and losses and equal rights to participate in managing the operations of the partnership.

4 0
4 years ago
Helena is looking for an advisor who can help guide her as she invests. She also wants to reduce transaction and trading costs.
Trava [24]

The correct answer would be option D. Mr. Jones, who has positive client reviews and charges moderate fees.

Her goal is to achieve a 8% return in one year so that she can buy a house. Mr. Jones, who has positive client reviews and charges moderate fees, would be the most appropriate one for her.

Explanation:

When choosing the best for you, you must make a decision by considering all the factors contributing in the choice of that alternative.

So when Helena wants to hire an adviser who can help her guide her with the investments, she should choose the one who has positive clients' reviews. This would be to first priority for Helena to choose the adviser. Secondly if that adviser charges moderate fee, then this would be a plus point for that alternative.

So Helena must choose Mr. Jones who has both positive reviews as well as charges moderate fees.

Learn more about decision making at:

brainly.com/question/9075718

#LearnWithBrainly

5 0
3 years ago
Using the following accounts and an overhead rate of 80% of direct labor cost, determine the amount of applied overhead. Work in
Basile [38]

Answer:

Allocated MOH= Estimated manufacturing overhead rate* Actual amount of allocation base

Explanation:

Giving the following information:

Overhead is applied base on an estimated overhead rate of 80% of direct labor cost.

<u>We weren't provided with enough information to calculate the allocated overhead. But, I will give a numerical example as well as the formula:</u>

To allocate overhead, we need to use the following formula:

Allocated MOH= Estimated manufacturing overhead rate* Actual amount of allocation base

For example:

Direct labor= $50,000

Allocated overhead= 0.8*50,000= $40,000

8 0
3 years ago
Due dates is the final date an assignment will be accepted. Plan ahead to ensure should you face difficulty with the assignment
Hatshy [7]

Answer:

<u>a. True</u>

Explanation:

The opposite action of planning ahead is procrastination; a major set back to meeting due dates. To Plan ahead one needs personal discipline by addressing assignments on time.

In Summary do the following:

  1. Plan ahead,
  2. Organize your work,
  3. Get to work,
  4. Stay focused
  5. Be balanced (by taking a break when you know it is necessary)

8 0
4 years ago
Read 2 more answers
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