1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
horrorfan [7]
3 years ago
9

To determine if a person is "in the business" of giving investment advice under the Investment Advisers Act of 1940, which of th

e following are considered?
I That the individual regularly gives advice on securities.
II That more than 50% of the individual's earnings are derived from making investment recommendations.
III That the individual receives compensation for giving advice on securities.
A. I only.
B. I and III only.
C. II and III only.
D. I, II, III.
Business
1 answer:
Harlamova29_29 [7]3 years ago
6 0

Answer:

Correct Answer:

B. I and III only.

Explanation:

<em>Someone in business of giving business advise is known as an </em><u><em>investment adviser</em></u><em>. </em>

<em>An investment adviser is a person or firm that is engaged in the business of providing investment advice to others or issuing reports or analyses regarding securities, for compensation.</em> <em>Based on the definition above, the best option for the question is Option B.</em>

You might be interested in
The organizations likely to benefit the most from the global reach of e-commerce are those that.
ElenaW [278]

The companies likely to advantage the most from the worldwide attain of e-commerce are those who more than one choice

*have already got physical shops, a website, and in-person and online clients worldwide.

*Perform in towns or other regions that accumulate an excessive income tax for or her items or services.

*promote products or services that can be delivered online, inclusive of ebooks or online instructions.

*previously trusted foot site visitors into one physical save to sell their products.

international attain refers to a commercial enterprise initiative to boom the get right of entry to between an agency and their modern and ability customers thru using the internet. The internet allows the corporation to market themselves and entice new clients to their website where they are able to offer product records and higher customer service.

clients can vicinity orders electronically, consequently reducing luxurious long remote cellphone calls and postage prices of placing orders, even saving time on behalf of the purchaser and employer.

A business enterprise striving to achieve international attain ought to offer a code of ethics, an agency shopping policy, extra contact facts, ok product facts, and charges. The website itself has to be multi-lingual, the customer is easy to use and has the capability to secure information.

worldwide e-commerce is the system of promoting products or services online throughout geopolitical borders to customers in foreign nations. compared to local e-commerce, wherein a store most effectively sells within its united states of starting place, international eCommerce lets traders expand into non-native markets and reach new clients.

Learn more about e-commerce here:brainly.com/question/23369154

#SPJ4

3 0
1 year ago
A software company in China has decided to become a multinational enterprise (MNE). The company desires to completely own its su
ipn [44]

Answer:

Acquisition

Explanation:

Acquisition mode of entry is a type of foreign market entry mode that offers fast, large and international expansion into a new market. This is done by a firm gaining control of another firm through the purchase of stocks or exchange of stocks. This type of strategy is usually used by multinational companies to acquire greater market power. A disadvantage of this type of entry is the high cost and integration is difficult due to different organization cultures and relationships..

3 0
3 years ago
Assets liabilities + net worth reserves $120,000 checkable deposits $300,000 loans 140,000 stock shares 200,000 securities 40,00
Free_Kalibri [48]

the answer i got was 960000

Tell me if right

5 0
4 years ago
The manufacturing units of phoenix autos inc. uses a facility layout in which the workers remain in one location and the automob
CaHeK987 [17]
<span>The use of a system in which a physical product - in this case an automobile - is moved from one worker to the other, each of whom performs a specific assigned task upon the product, is known as an assembly line. This is a production concept whose creation is attributed to Ransom Olds, but has also been heavily utilized by Ford Motors since its early days. Specialized robots can also be utilized instead of human labor.</span>
3 0
3 years ago
why should MTN scan the global business environment as well as the macro environments of angola and ethiopia prior to their deci
adelina 88 [10]

Answer:

Explanation:

MTN is a telecommunication company, that establish in various places. Angola and Ethiopia are two new countries MTN they are looking into for establishment and a scan is done for the global environment this is to enable them have an overview of the business environment, the environment have not been penetrated by a telecommunication company hence a scan is needed.

There may be need for more facilitators of telecommunications this can be identified during the scan

Hence, the scan is like a survey that helps point out the need of the environment and it also help them have a structure plan.

8 0
3 years ago
Other questions:
  • Workers of Steel Company go on strike. During the strike, it is legal for the strikers to
    6·1 answer
  • The following exchange demonstrates which problem solving technique?We pay higher costs than we need to when we go bowling becau
    6·2 answers
  • What is the maximum fine for a willful or repeat OSHA violation?​ a. ​up to $12,600 per day b. ​up to 10% above $126,000 c. ​$70
    8·1 answer
  • A 7-year municipal bond yields 4.8%. Your marginal tax rate (including state and federal taxes) is 39.00%. What interest rate on
    5·1 answer
  • Carol is in charge of a meeting to decide what the company should do about the new sales people who don't know how to follow-up
    10·1 answer
  • In the books of seller, ____ is deducted from the invoice price when the buyer pays earlier or on the date/term stipulated
    7·1 answer
  • Privacy laws include governing: agreements about supply and delivery of goods. agreements about supply and delivery of goods. en
    6·1 answer
  • Imagine you are the executive of a marketing company. Beginning this year, the company will begin conducting an in-house course
    8·1 answer
  • Dawson Electronic Services had revenues of $106,000 and expenses of $63,000 for the year. Its assets at the beginning of the yea
    11·1 answer
  • What is globalisation
    7·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!