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faust18 [17]
3 years ago
5

Recommendations by a registered representative to a customer about options strategies may still be suitable if the: A customer h

as not received the Options Disclosure Document B opening of the account has not been approved by the Registered Options Principal C representative is unsure about the client's ability to assume the risk associated with a specific options strategy D customer has not signed the Options Agreement
Business
1 answer:
scoundrel [369]3 years ago
6 0

Answer:

The correct answers are letters "A", "B", and "C".

Explanation:

Options brokers cannot provide any strategies to investors unless the <em>Options Disclosure Document </em>(ODD) was not sent to the investor, the <em>Registered Options Principal</em> has not approved the opening of the account of the investor or if the investor intends to apply a strategy that the broker is not sure if the investor can accept the <em>risk inherent</em>.

The Options Agreement must be signed by the investor and returned to the broker within 15 days but suggestions can be provided before or after the submission of the signed document.

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When you purchase an item from Globus Corp., they place the item in a paper bag with handles and vertical yellow, blue, and whit
denis23 [38]

The bag's coloring and design are considered its trade dress.

<h3>What is a trade dress?</h3>
  • The commercial look and feel of a product or service that identifies and distinguishes the source of the product or service are referred to as trade dress.
  • It encompasses the different aspects (such as material design and shape) used to package a product or service.
<h3>What is a certification mark?</h3>
  • A certification mark is a sort of trademark that is used to show consumers that specific goods and/or services, or the providers of those goods and/or services, have satisfied certain requirements.
<h3>What is a service mark?</h3>
  • A "service mark" is a form of trademark that is protected and governed by the Lanham Act.
  • Service marks are used to identify and distinguish one individual's or organization's services, even if they are unique, from those supplied by others.
<h3>What is a collective mark?</h3>
  • A collective trademark, collective trademark, or collective mark is a trademark owned by an organization that is used by its members to identify themselves with a certain degree of quality or accuracy, geographical origin, or other features specified by the organization.

Therefore, the bag's coloring and design are considered its trade dress.

Know more about trademarks here:

brainly.com/question/11957410

#SPJ4

5 0
2 years ago
What is the critical issues confronting WCC North America and what changes, if any, should be initiated to address the critical
irakobra [83]

Answer and Explanation:

What is the critical issues confronting WCC North America?

WCC North America faces a supply chain management issue whereby there are lapses in integrating divisions within the organization resulting in complications with determining order status of customers.

What changes, if any, should be initiated to address the critical issues?

The text "Supply Chain Logistics Management, by Donald J. Bowersox, David J. Closs, M. Bixby Cooper, John C. Bowersox, 2013" mentions the need to address the critical issue of WCC North America by setting up a system that populates data of customer order status,recognizing them as high volume key accounts, in order to keep order response efficient and effective.

7 0
3 years ago
An attorney came to work on a Saturday. When he signed in, he was advised by the morning security guard employed by the building
zhuklara [117]

Answer:

The attorney will most likely lose if he sues for false imprisonment

Explanation:

False imprisonment is also called unlawful imprisonment. It is the act of confining a person to an area without legal authority, justification, or consent of the person that is restrained.

In the given scenario the attorney was informed that he office will be locked by 5 am. If he was staying longer he should have informed the security.

Also the security guard did not intentionally lock him in as she was not aware he was present.

For one to be guilty of false imprisonment these three conditions should be met:

- an act that confines a person to a particular area

- intention of confining the person

- causation

These conditions were not met in this case.

8 0
3 years ago
What is 4 5/6 minus 5/6 minus 1 1/2 minus 2/3
meriva
Your answer would be 1 5/6
8 0
4 years ago
True or false: a subsidized direct loan requires a credit check, but an unsubsidized direct loan does not
r-ruslan [8.4K]
I think it's False



I hope it helped you!
6 0
3 years ago
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