CHARACTERIZATION
Definition of Characterization
Characterization is the act of creating and describing characters in literature. Characterization includes both descriptions of a character’s physical attributes as well as the character’s personality. The way that characters act, think, and speak also adds to their characterization. There are two subsets of the definition of characterization: direct and indirect characterization. We explore this distinction in more depth below.
Direct Versus Indirect Characterization
Direct characterization, also known as explicit characterization, consists of the author telling the audience what a character is like. A narrator may give this information, or a character in the story may do it. Examples of direct characterization would be:
“Bill was short and fat, and his bald spot was widening with every passing year.”
“‘Jane is a cruel person,’ she said.’”
“I looked in the mirror and saw how dark the circles under my green eyes had become.”
Indirect characterization, on the other hand, consists of the author showing the audience what kind of person a character is through the character’s thoughts, words, and deeds. This requires the audience to make inferences about why a character would say or do those things. This type of characterization is also known as implicit characterization. While it takes more time to develop a character through indirect characterization, it often leaves a deeper impression on the reader than direct statements about what a character is like. Here are examples of indirect characterization:
“Bill sighed as he looked at the offer of a gym membership. He really should join. But just thinking about it made beads of sweat collect at the top of his bald spot.”
“As Jane walked past the box labeled ‘Free Puppies,’ she furtively glanced around her, then gave the box a swift kick.”
“I yawned, trying to keep my eyes open in the meeting. I reached for my coffee cup and was disappointed to realize it was empty.”
Common Examples of Characterization
While the concept of characterization is primarily a literary device, we use characterization in many everyday situations as well. Consider the following situations:
Online dating websites: This is a primary place for direct characterizations of ourselves. We put up pictures and data to describe our looks, and we answer questions and write essays to describe our personalities.
Police line-ups: Witnesses to crimes use characterization to give police a better idea of who the culprits might be. This type of characterization is generally based on physical attributes, though detectives also may try to understand the psychology of a criminal to catch him or her.
Obituaries and eulogies: When a person has died, their loved ones use characterization to give a sense of what kind of person he or she was. This is primarily to show personality.
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Significance of Characterization in Literature
As a literary tool, characterization has been around for about the past five hundred years. That may sound like a long time, but considering that Ancient Greek tragedies date back a few thousand years, characterization is a relatively recent development. This is because older forms of literature, including Ancient Greek tragedies, were much more focused on plot.
Characterization increased in popularity as scholars began to consider psychology as a scientific field, especially from the 19th century onwards. People became much more interested in why people do things and the way in which they react instead of just what happens. Literature has reflected this shift. However, that is not to say that works written before the 19th century had a lack of characterization. William Shakespeare writing in the late 16th and early 17th centuries created some of the most psychologically complex characters ever. It is simply a much more integral part of the storytelling process now.
Works of literature with poor characterization are often criticized for having “stock characters,” “flat characters,” “characters with no dimensions,” “poorly drawn characters,” and so on. Saying that a book’s characters are unbelievable is one of the worst criticisms that it made in this day in age. Authors therefore use characterization to “flesh out” their characters, show the characters’ motivations, and make the reader have empathy with the characters.
Examples of Characterization in Literature
Example #1
Cathy was chewing a piece of meat, chewing with her front teeth. Samuel had never seen anyone chew that way before. And when she had swallowed, her little tongue flicked around her lips. Samuel’s mind repeated, “Something—something—can’t find what it is. Something wrong,” and the silence hung on the table.
(East of Eden by John Steinbeck)
characterization.
