Answer:
The renewal of an advisory contract under different terms than the preceding contract requires that a revised brochure must be given to the customer at, prior to, contract renewal
.
Explanation:
First, we need to define a term called ADV part 2A: Form ADV is a form used by investment advisers to register with the Securities commission and Exchange Commission (SEC) and state securities authorities.
There is no requirement to file an ADV Part 2A with a balance sheet promptly unless the adviser for the first time will accept $1,200 or more of prepaid fees, 6 months or more in advance of services rendered.
The "2-Day Free Look" at the "Brochure" is only required under NASAA rules for customers that are signing an advisory contract with that adviser for the first time - so it only applies to State-registered advisers, not to Federal Covered Advisers.
On the night of June 1, 1863, three federal gunboats set sail from Beaufort, South Carolina up the Combahee River. Tubman had gained vital information about the location of Rebel torpedoes planted along the river from slaves who were willing to trade information for freedom.
Explanation:
here we go
If you look at all the answers, the second one is the only one that makes sense because it deals with land :)