Answer:
D= The Inquiry
Explanation:
The inquiry which is literally the process of asking for information is generally the first main phase in response to a research misconduct allegation.
Answer:
The obligations depends on what types of company it is and what type of securities it is offering.
Explanation:
Ideally, the company is required to file a registration statement (discloses all material information concerning the company) and prospectus with the SEC before it may offer its securities for sale. However, the obligations depends on what type of company it is and what type of securities it is offering. This is because SEC classify companies as smaller reporting and emerging growth company hence requires different disclosures that are not misleading in addition to filling registration documents and prospectus.