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Sloan [31]
4 years ago
8

When is it acceptable under NASAA rules for an IAR to exercise discretionary authority over the account of an investor?

Business
1 answer:
Fofino [41]4 years ago
3 0

Answer:

B) If the IAR receives authority via telephone and this is followed by written authority within 10 days, the IAR may exercise discretion over the account.

Explanation:

The members of the North American Securities Administrators Association (NASAA) must follow their Model Rule which allows IAR the use of discretionary authority with verbal authorization (in this case a telephone call), but the verbal authorization must be confirmed by a written authorization within 10 days.

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Who is responsible for leading the Federal Government's response efforts to ensure that the necessary coordinating structures, l
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I’m pretty sure, but forgive me if I’m wrong; it might be “C”. FEMA
6 0
3 years ago
Read 2 more answers
Managers will invest in human resource management only if human resource practices such as developing staff and communication wi
larisa [96]

It is a true statement that the Managers will invest in human resource management if its helps in developing staff and helps communication to result in greater profits.

<h3>What is a human resource management?</h3>

This is a section of management the people in a company so that they will help their business gain a competitive advantage over others.

This management is involve in the recruitment, hiring, renumeration, motivation etc of the staffs.

Thus, it is agreed that Managers will invest in human resource management if its helps in developing staff and helps communication to result in greater profits.

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Read more about human resource

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5 0
2 years ago
How do you think Alden, from Situation 2, found out about Revinate? Given all the online companies that might help your business
7nadin3 [17]

The correct answer to this open question is the following.

Although you forgot to include the proper context of the question or further references, we can comment on the following.

Alden found out about Revinate by searching on the web trying to find the best software options that could help the company to identify the customer's reviews so Gregory E. Alden could make the best decisions for his company.

Gregory E. Alden is the manager of the company Woodside Hotels, located in Northern California. He was trying to monitor the comments of his high-class clients because Woodside Hotels is in the luxurious hotel business. So knowing that constantly monitoring client's comments on social media pages such as TripAdvisor or Yelp can be an arduous and difficult task, Gregory searched for the best software company to monitor client's comments on social media. That is how he found Revinate, a company that helps managers to track reviews so they can make the best business decisions once they have learned what their customers desire. And that is exactly what I would do to choose the kind of company to know about the preferences of my customers.

7 0
3 years ago
During the current year, Orr Company incurred the following costs: Research and development services performed by Key Corp. for
LuckyWell [14K]

Answer:

$525,000

Explanation:

The amount to be recognized as research and development expense for the year includes  the cost of research and development services performed by Key Corp. for Orr, the cost incurred on testing of pre-production prototypes and models as well as the cost of testing in search for new products or process alternatives,

In other words, all costs incurred would be expensed since no of them met the capitalization criteria as per  generally acceptable accounting principles

4 0
3 years ago
Present value of dividends: Fresno Corp. is a fast-growing company whose management expects it to grow at a rate of 30 percent o
klasskru [66]

Answer:

Explanation:

Dividends through year 1 to 5:

D1 = 2.15*(1+0.30)^1 = 2.80

D2 = 2.15*(1+0.30)^2 = 3.63

D3 = 2.15*(1+0.30)^2 * (1+0.18)^1 = 4.29

D4 = 2.15*(1+0.30)^2 * (1+0.18)^2 = 8.58

D5 = 2.15*(1+0.30)^2 * (1+0.18)^3 = 12.86

PV (D1) = 2.80

PV (D2) = 3.63 *PVIF = 3.63 * 0.87719 = 3.19

PV (D3) = 4.29 * 0.76947 = 3.30

PV (D4) = 8.58 * 0.67497 = 5.79

PV (D5) = 12.86 * 0.59208 = 7.62

Total of all PV's = 22.69

4 0
3 years ago
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