Your firm must submit the transfer instruction to the carrying member through the ACATS <u>A) Immediately.</u>
<h3>What is the Automated Customer Account Transfer Service (ACATS)?</h3>
The Automated Customer Account Transfer Service (ACATS) is a standardized and automatic system sanctioned by the Financial Industry Regulatory Authority (FINRA) that transfers financial securities in customers' accounts from one brokerage firm or bank to another.
Under the FINRA's Uniform Practice Code, a customer may transfer some or all of their securities.
Thus, the FINRA's Uniform Practice Code requires that your firm <u>immediately</u> forwards the TIF to the next broker.
Learn more about Financial Industry Regulatory Authority (FINRA) at brainly.com/question/8777317
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<h3>Question Completion with Answer Options:</h3>
What does FINRA's Uniform Practice Code require?
A) Immediately.
B) within 1 business day.
C) within 3 business days.
D) within 2 business days.
<span>Yes, Sam can sue the company because the company violated the Older Workers Benefit Protection Act. This act says companies must offer benefits to old workers who face discrimination. The benefits must be equal to the company's current workers and this company failed to follow this act.</span>
Answer:
Letter D is correct
Explanation:
The difference between quality circles and continuous improvement lies in employee empowerment. The quality circle is a tool that proposes problem solving and quality control of organizational processes based on the plan, do, check, act that can be performed by all employees of a given organizational sector. Continuous improvement is already a quality tool based on the need for new learning and improvement in organizational processes, so it should be done by professionals able to study the best option to improve and complement the quality circle.
Answer:
Option "A" is the correct answer.
Performance-based incentive.
Explanation:
Performance-based incentives also include financial and pre-monetary incentives to encourage well being-related actions or accomplishment of performance goals. ... To change those health-related habits, they are transmitted electronically to families or patients.
- Participants are involved in incentive programs. Studies have found that incentive programs can boost job interest.
Answer:
D. Are not likely to achieve full convergence of accounting standards in the near future.
Explanation:
FASB and IASB has joined hands to work together and achieve full convergence. This agreement was signed in 2002, but yet the full convergence has not been achieved. Though both the organisations are still working on the same.
They have not combined their organizations as to form a single organization and work on BUSY format, thus, statement A is not correct.
As they intend to work together statement C is also not correct.
As full convergence is not yet done, Statement B is also not correct.
Accordingly, Statement D is correct.