Answer:
"The broker-dealer or agent may only transact business in the State if registered in the State or if exempted or excluded from registration" and "Follow ups or individualized responses to persons in the State that involve either effecting or attempting to effect transactions in securities will not be made absent compliance with State registration requirements or an applicable exemption or exclusion"
Explanation:
Uniform securities act is a state level regulation of transactions in securities at the state level. It effectively prevents securities fraud and contributes to Securities and Exchange Commission (SEC) function of enforcing regulation.
Registration is required when there are initial publica offerings. Registration is also required from agents such as broker dealers and investment advisers.
In this case an agent of a broker-dealer puts up a website that promotes the benefits of dollar cost averaging, including the caveat that it is suitable for investors only if they can maintain their periodic payments regardless of economic conditions and that it requires a long-term investment time horizon.
There is need for disclosure in a state where the agent is not registered. So that when clients view the website they do not violate the Uniform Securities Act.
The disclosure chosen above is sufficient to cover the agent
Your answer is LLC so it would be B. IM writing this long because i have to
Answer:
a, b
regions and countries.
Explanation:
Often termed <u>global marketing strategy</u>, involves bridging the cultural gap by producing advertising that appeals to countries from several different regions in the world.
Disney is a good example of a company that uses a global marketing strategy, another example is Coca-cola because of irrespective of the regions they produce products that appeal to their consumers.
Answer:
b. output increased dramatically, due to labor productivity increases.
Explanation:
Between 1870 and 1910, corn and wheat output increased dramatically, due to labor productivity increases.
This is a graph based question and hence reading off the graph provided in the scenario the output more than doubled between 1870 and 1910
Answer:TRUE
Explanation: Standard deviation is the rate of spread of numbers or values around the Mean of the numbers or values, it can also be described as the square root of the variance of a set of numbers or values. In financial analysis, the rate of return is the amount net income of a business entity over a given period of time. A risk averse investor is an investor who will try as much as possible to avoid risk even with high profit investment.
So for a risk average person to take on the investment with higher standard deviation it means the rate of return will be Higher.
