1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
devlian [24]
3 years ago
7

One of the purposes of filing the annual updating amendment to the Form ADV Part 1A is to A) provide updated information on thos

e associated persons who are in charge of giving investment advice B) ensure that full disclosure has been made in the adviser's brochure C) verify that the investment adviser still qualifies for SEC registration D) disclose the amount and location of securities or funds of clients that are being held by the adviser or a qualified custodian
Business
1 answer:
valkas [14]3 years ago
3 0

Answer:

One of the purposes of filing the annual updating amendment to the Form ADV Part 1A is to

C) verify that the investment adviser still qualifies for SEC registration

Explanation:

Filing the annual Form ADV Part 1A gives the SEC and the state securities authorities information about the investment adviser's business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees.  The form enables the SEC to register investment advisers and to obtain information from and about exempt reporting advisers.

You might be interested in
What type of arrangement(s), if any, would avoid double taxation for Wendall's and Shirley's endeavor? Choose the best answer if
musickatia [10]

Answer:

An s corporation or a limited liability company, but not a corporation.

Explanation:

5 0
3 years ago
Marko is the CEO of the advertising department at Foster-Ghent, a company that encompasses a variety of personal hygiene brands,
miskamm [114]

Answer:

D) The general guidelines for the new Clearly Clean contact solution advertising comes from Marco's team, but Tanvi is allowed to design campaigns that will appeal to the local market.

Explanation:

A transnational model represents a compromise between local autonomy and centralized decision making. The organization seeks a balance between the pressures to integrate globally and response from a local audience.

Generally, in a transnational organization, there are central guidelines for the company which can be adjusted by national representatives to suit local regulations and demand.

4 0
3 years ago
Dr. Osorno was served with a malpractice lawsuit based on allegedly removing the wrong organ. Following discovery, it becomes cl
ra1l [238]

Answer:

Correct option is A.

<u>The lawyer should make a motion for summary judgement</u>

Explanation:

A movement for rundown judgement is Sled offer the disclosure procedure attesting that no truthful debates exist and that if the appointed authority applied the law to the undisputed realities, her solitary sensible choice would be agreeable to the moving party.

6 0
3 years ago
Suppose that your bank pays you 15% annual interest that is compounded quarterly. What is the effective annual interest rate (ro
Nady [450]

The effective annual rate will be 15.87%.

Suppose that your bank pays you 15% annual interest that is compounded quarterly. What is the effective annual interest rate?

Annual Interest Rate= 〖(1+ r/n)〗^n -1

where:

r=Nominal interest rate

n=Number of periods

=〖(1+0.15/4)〗^4 – 1

= 1.15865 - 1

=0.15865

I = 0.15865 x 100

 = 15.865 %

 = 15.87%

What is meant by annual interest rate?

The interest rate that is applied throughout a year is referred to as the annual interest rate. Interest rates may be imposed monthly, quarterly, or biannually, among other time frames. However, interest rates are typically annualized.

Which is the definition of an effective annual rate?

The actual return on a deposit after accounting for the number of times interest is paid over the course of a year is known as the effective annual rate. Comparing deposits using the cumulative power of generating interest on interest serves as a benchmark.

Learn more about effective annual rate: brainly.com/question/17088238

#SPJ4

5 0
2 years ago
According to adam smith and other classical economist,
Semmy [17]
Because <span>It is based on self-interest.
Classical economists believe that when driven by self-interest, humans are capable in dedicating their life to pursue things that never been achieved before.
This led to the creation of many technological inventions and business ventures that drive the society forward</span>
3 0
4 years ago
Other questions:
  • Annie, a marketing manager, is worried her firm is doing a poor job of managing the movement of finished products to the final c
    7·1 answer
  • Kathleen, a manager, is attempting to determine whether she has both the capability and the resources to produce one of several
    11·1 answer
  • Abel, a Certified Fraud Examiner (CFE), conducted an interview of Baker, the controller of the ABC Company. Abel asked the follo
    14·1 answer
  • When Carlos Bustamante received the Alumni of the Year award at his alma mater's annual award dinner, he gave a speech thanking
    6·1 answer
  • During its most recent fiscal year, Dover, Inc. had total sales of $3,160,000. Contribution margin amounted to $1,480,000 and pr
    10·1 answer
  • During 2021, WMC Corporation discovered that its ending inventories reported in its financial statements were misstated by the f
    8·1 answer
  • Geoffco's project manager names three individuals and requests a project budget of $3,000,000 for the new 8-Pod, a backpack-size
    15·1 answer
  • Larry owns a dry cleaning business and would like to give his customers every opportunity to reach him. His Google My Business p
    10·1 answer
  • On April 1, Moloney Musical Instruments sold merchandise on account to Fronke's Flutes for $7,000 on Invoice 1001, terms 2/10, n
    6·1 answer
  • You are a human resources manager. What are some of the things you need to be thinking about in order to make the company be abl
    8·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!