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RideAnS [48]
2 years ago
9

To assist broker-dealers with compliance, NASAA prepared a fee disclosure template. Based on the template, all of the following

broker-dealer charges would be disclosed except A) brokerage commissions. B) fees for issuance of stock certificates. C) account transfer fees. D) account maintenance fees.
Business
1 answer:
tangare [24]2 years ago
6 0

Account transfer fees and account maintenance fees would not be disclosed as the broker-dealer charges.

<h3>NASAA means the North American Securities Administrators Association.</h3>

The NASAA prepared a fee disclosure template to assist broker-dealers with compliance.

Based on the template, the following broker-dealer charges which would be disclosed includes:

  • account inactivity fee
  • charges for late payments
  • issuance of a stock certificate
  • account transfer fees

In conclusion, all of the following broker-dealer charges would be disclosed except the account transfer fees and account maintenance fees.

Read more about Compliance

<em>brainly.com/question/10427400</em>

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option D : in a moral discussion, clarifying the facts and spelling out the principles to which people are appealing can help us to reach a solution.

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Facts clarification and sorting according to the principles in terms of making it known the principles to which is people are appealing can definately help to reach an effective and sustainable solution in making a moral decision.

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3 years ago
Curt can be paid in one of two ways for the furniture he sells. Plan​ A: Salary of ​$350 per​ month, plus a commission of​ 10% o
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Answer:

for $16000 plan B is better than A

Explanation:

We are searching for the stage where Plan A's compensation is less than Plan B's compensation.

Plan A < Plan B

 

let total of Curt's sales  be the x,

x is the basis of the commission under Plan A, but the first 5000 of sales are excluded i.e  (x - 5000) from the basis of commissions under Plan B.

 

350 + x(0.10) < 750 + (x - 5000)(0.15)

800 -750 < (0.15) x - 5000(0.15) - (0.10)x

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5 0
4 years ago
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Answer:

Dr Cash $1,920,000

Cr Unearned Subscription Revenue $1,920,000

Explanation:

Since The magazine sells 96,000 subscriptions in January at the amount of $20 each which means that the appropriate journal entry that made in January to record the sale of the subscriptions will be

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Cr Unearned Subscription Revenue $1,920,000

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It is mandatory to report on the tax return, the amount of any Social Security and Medicare taxes Nicoula has failed to pay on her 'tip income'.

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