Question

Broker Harry leaves on vacation for three weeks and does not leave a key to the storage facility where he keeps his records. Why might this result in disciplinary action

Answer 1

People do go on vacation. Why this result in disciplinary action is that DBPR needs access to inspect records during regular business hours and he would risk disciplinary action if they wanted to see his records while he was away.

What is a Florida DBPR license?

The Department of Business and Professional Regulation (DBPR) is known to be a regulatory agency responsible with the licensing and monitoring of businesses and professionals in the State of Florida.

Since Harry is away, DBPR may needs access to inspect records during regular business hours and he would risk disciplinary action if they wanted to see his records while he was away.

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DBPR needs access to inspect records during regular business hours and he would risk disciplinary action if they wanted to see his records while he was away.

The storage unit might catch fire and no-one would be able to rescue the documents.

FREC only gives 24 hours notice to inspect records and he would be fined if they could not gain access to them.

There is not a problem since his Admin Assistant is good at taking messages and would make an appointment for them to come back when he has returned.

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