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never [62]
2 years ago
6

Should a registered representative enter into a private securities transaction that would entail earning compensation, the emplo

ying member will
Business
1 answer:
Andre45 [30]2 years ago
7 0

The employing member will have the opportunity to approve or disapprove of the associated person's participation.

“Registered representative” is a term that describes a person who is licensed to shop for and promote securities for customers and is subsidized by using a firm registered with the financial industry Regulatory Authority (FINRA).

Independent broker-dealers feature as complete-provider brokerage companies, however, continue to be unfastened from the limitations and demands of a large Wall Street corporation. RIAs are independent fiduciaries who may accomplice with several broker-sellers, promoting a variety of products and services.

Registered representatives constitute customers within the buying and selling of investment merchandise including stocks, bonds, and mutual budgets. Many manage complicated trades or complicated products which can be out of doors the abilities of online trading.

Learn more about Registered representatives here brainly.com/question/26179492

#SPJ4

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Vehicle manufacturers and mechanics suggest that an oil change is done at least ... A. every two months or 2,000 miles. B. every
Tresset [83]

Vehicle manufacturers and mechanics suggest that an oil change is done at least B. B. every three months or 3,000 miles.

<h3>What is Car Maintenance?</h3>

This refers to the care that is given to a car or vehicle that contains an engine so it can continue to perform optimally.

Hence, we can see that based on the recommendations of mechanics and vehicle manufacturers, they believe that an oil change is necessary every 3 months or 3k miles.

Read more about car maintenance here:

brainly.com/question/14289889

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3 0
2 years ago
Does drinking coffee decrease the chances of an alcohol overdose
svlad2 [7]
<span>Drinking coffee DO NOT decrease the chances of an alcohol overdose. Only the passage of time can decrease the overdose. The human body cannot take up a high percent of alcohol that is why most people who get drunk by alcohol ended up either vomiting or passing out. Alcohol dampens the nerves that regulates involuntary action such as gag reflex and breathing. There is danger in vomiting since the person can be choked which lead to asphyxiation to a person who is unconscious and could result to death. When a person passes out, it’s BAC or blood alcohol concentration rises. Even if the person stops drinking, alcohol in the system continues to circulate in the stomach and in the intestine that is why it is not safe to assume that a drunk person is better of sleeping to make it go away.

</span>
3 0
3 years ago
Consider a four-step serial process with processing times given in the following list. There is one machine at each step of the
Bas_tet [7]

Answer:

the hours after roundinf off = 54 hours

Explanation:

Solution :

The rate of system is defined by machine with largest time per unit i.e. bottleneck resource.

In this case, biottleneck is Step : 3 with time 30 min per unit.

So system requires 30 * 105 min = 30 * 105 / 60 hours = 52.5 hours at bottleneck.

time for first unit at Step 1 and 2 and for last unit at step 4 is - 25 + 15 + 20 - 60min - 1 hr.

So total time for system is 52.5 + 1 = 53.5 hours.

6 0
4 years ago
Sanjeev enters into a contract offering variable consideration. The contract pays him $1,000/month for six months of continuous
Anna [14]

Answer:

$1,400

Explanation:

The computation of the amount of revenue recognized for the first month is shown below:

= Contract paid amount × number of months + additional amount paid × given percentage + additional amount paid × given percentage

= $1,000 × 6 months + $2,000 × 60% + $3,000 × 40%

= $6,000 + $1,200 + $1,200

= $8,400

Now for one month it is

= $8,400 ÷ 6 months

= $1,400

4 0
3 years ago
What do quotas and embargoes have in common?
gizmo_the_mogwai [7]

Answer:

They both set limits on imported goods

Explanation:

An embargo is an order placed by a government restricting or prohibiting trade with another country. An embargo may be issued on specific goods only or wholesome trade with the country or region.

A quota is also an order issued by a government that limits the volume of goods or services that can be imported. The quota may limit the volume in quantity or in monetary value. Importing beyond the limit becomes illegal.

Both embargo and quota place restrictions on imports to a country.

3 0
3 years ago
Read 2 more answers
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