1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
In-s [12.5K]
2 years ago
10

According to msrb rules, if a control relationship exists between an issuer and a municipal securities dealer, the nature of tha

t relationship must be disclosed when:____.
Business
1 answer:
Drupady [299]2 years ago
8 0

The nature of that relationship must be disclosed when undertaking municipal securities transactions and advising buyers and nation and local governments.

The Municipal Securities Rulemaking Board establishes rules that securities firms, banks and municipal advisors ought to follow when undertaking municipal securities transactions and advising buyers and nation and local governments.

Enforcement of policies for bank dealers that are not registered as broker-sellers with is done by means of the bank regulatory our bodies - the workplace of Comptroller of foreign money; the Federal Reserve; and the Federal Deposit coverage business enterprise.The MSRB isn't legal to modify municipal entities, along with country and nearby authorities issuers of municipal securities.

The MSRB regulates all subjects related to the underwriting and buying and selling of kingdom and municipal securities however does no longer have enforcement powers. It relies upon on other SROs (e.g., FINRA) for the enforcement of its regulations.

Learn more about  msrb rules here:- brainly.com/question/17312887

#SPJ4

You might be interested in
If you invest $50,000 at 10% interest compounded continuously, what is the average amount in your account over one year? (Round
elena55 [62]
50,000*10/100 then you will get an answer 

6 0
4 years ago
Arabian Beauty Cosmetics borrowed BD 152.300 from the National Bank of Bahrain (NBB) for three years. If the quoted rate (APR) i
Tju [1.3M]

Answer: 12.47%

Explanation:

First convert the APR to the relevant periodic rate.

The compounding is done daily so the periodic rate is:

= 11.75%/365

Effective Annual rate is calculated by the formula:

= ( 1 + periodic rate)  ^ compounding period per year - 1

= ( 1 + 11.75%/365)³⁶⁵ - 1

= 12.47%

5 0
3 years ago
Karen is a new manager in a department that has several people from different countries and cultures (including Africa, Australi
Lelu [443]

Answer:

A. Karen understans and appreciates religious beliefs of other cultures

Explanation:

Religious belief is part of the cultural elements.

Comprehending and valuing the religious beliefs of other cultures will enable one work effectively with such diverse group of cultures

8 0
3 years ago
Hazardous wastes are characterized by being mainly
PtichkaEL [24]
Toxic or radioactive

hope that helps!
7 0
4 years ago
You have an idea for a company that sources fruits from local farms and makes fresh juices on a daily basis. You want to start a
Semmy [17]

Answer:

VRIO = Value Rarity Imitablility Organization.  

Value highlights on the source is valued or not. It reflects that the company is systematized to deed the reserve of competence. Rarity is asked in positions of how infrequent and exclusive the assets are. Imitability means that how problematic is it for participants to duplicate the resource or competence. Organization is asked in positions of how fine the assets are structured to exploit the benefits in the market.  

Therefore, it is focused that the value, rarity and the organization is focused in the question but imitability isn’t focused.  However, some skills or resources are too expensive to be copied by other firms  

5 0
3 years ago
Other questions:
  • Campbell's soup company continues to add new food products to its product line under the campbell's brand name. this is known as
    12·1 answer
  • If during 2011 the Republic of Sildavia recorded a value added of $78 billion, wages of $40 billion, profits of $8 billion, and
    12·1 answer
  • The present value of paying $10,000 at the end of each year for 3 years and then $100,000 at the end of the 3rd year with a 12%
    10·1 answer
  • Competing on cost is A. based upon flexibility. B. concerned with reliability of scheduling. C. concerned with uniqueness. D. ac
    12·1 answer
  • 9. When paraphrasing, which of the following must a student do:
    6·1 answer
  • If a person takes​ $100 from​ his/her piggy bank at home and puts it in​ his/her savings​ account, then M1 will​ ________ and M2
    15·1 answer
  • When communicating during a job interview, an advantage is that you can
    13·1 answer
  • On January 1, 2020, Oriole Company purchased 12% bonds, having a maturity value of $320,000 for $344,260.74. The bonds provide t
    13·1 answer
  • The primary source of information to be reported about litigation, claims, and assessments is the:_________
    12·1 answer
  • The attached photo below has the correct answers
    14·2 answers
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!