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In-s [12.5K]
2 years ago
10

According to msrb rules, if a control relationship exists between an issuer and a municipal securities dealer, the nature of tha

t relationship must be disclosed when:____.
Business
1 answer:
Drupady [299]2 years ago
8 0

The nature of that relationship must be disclosed when undertaking municipal securities transactions and advising buyers and nation and local governments.

The Municipal Securities Rulemaking Board establishes rules that securities firms, banks and municipal advisors ought to follow when undertaking municipal securities transactions and advising buyers and nation and local governments.

Enforcement of policies for bank dealers that are not registered as broker-sellers with is done by means of the bank regulatory our bodies - the workplace of Comptroller of foreign money; the Federal Reserve; and the Federal Deposit coverage business enterprise.The MSRB isn't legal to modify municipal entities, along with country and nearby authorities issuers of municipal securities.

The MSRB regulates all subjects related to the underwriting and buying and selling of kingdom and municipal securities however does no longer have enforcement powers. It relies upon on other SROs (e.g., FINRA) for the enforcement of its regulations.

Learn more about  msrb rules here:- brainly.com/question/17312887

#SPJ4

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3 years ago
The market price of apples is currently rising. in a free-market economy, which is the most likely explanation of this price cha
lana66690 [7]
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3 years ago
Powers Company reported Net sales of $1,240,000 and average Accounts Receivable, net of $74,500. The accounts receivable turnove
kifflom [539]

Answer:

Accounts receivable turn over is 16.64

Explanation:

To compute accounts receivable turn over ratio, we simply divide net credit sales over the average accounts receivable.

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= 16.64

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*Net credit sales is derived by deducting sales returns and allowances from gross credit sales. If the problem is silent regarding cash sales, we will assume that the sales made by the period is all at credit.

8 0
3 years ago
Gunter Company acquires a 25% interest in Hunter Company. The fair value of Hunter's inventory exceeds its book value by $40,000
olga2289 [7]

Answer:

Increase

Explanation:

Note: <u>The given answer is based upon the assumption that the inventory is sold at fair market value</u>.

In the given case, Hunter company would be termed as an "associate" since the quantum of investment of Gunter in Hunter is more than 20% but less than 50%.

Profits earned by Hunter also belong to the Hunter company in proportion to the percentage of investment held, which would comprise of it's cost of control or added to it's own income as per the case.

In the given case, the difference between fair value and book value reflects profit. Gunter's share in such profits shall be added to it's investment revenue which would increase it's investment revenue.

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4 years ago
W.r. grace recently exited one of the longest bankruptcies in history. w.r. grace was founded in 1854, but now ceo frank festa i
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3 0
3 years ago
Read 2 more answers
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