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In-s [12.5K]
1 year ago
10

According to msrb rules, if a control relationship exists between an issuer and a municipal securities dealer, the nature of tha

t relationship must be disclosed when:____.
Business
1 answer:
Drupady [299]1 year ago
8 0

The nature of that relationship must be disclosed when undertaking municipal securities transactions and advising buyers and nation and local governments.

The Municipal Securities Rulemaking Board establishes rules that securities firms, banks and municipal advisors ought to follow when undertaking municipal securities transactions and advising buyers and nation and local governments.

Enforcement of policies for bank dealers that are not registered as broker-sellers with is done by means of the bank regulatory our bodies - the workplace of Comptroller of foreign money; the Federal Reserve; and the Federal Deposit coverage business enterprise.The MSRB isn't legal to modify municipal entities, along with country and nearby authorities issuers of municipal securities.

The MSRB regulates all subjects related to the underwriting and buying and selling of kingdom and municipal securities however does no longer have enforcement powers. It relies upon on other SROs (e.g., FINRA) for the enforcement of its regulations.

Learn more about  msrb rules here:- brainly.com/question/17312887

#SPJ4

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A company issues a callable (at par) ten-year, 6% coupon bond with annual coupon payments. The bond can be called at par in one
g100num [7]

Answer:

B) 1.92%

Explanation:

For computing the yield to maturity we need to apply the RATE formula i.e to be shown in the attachment

Given that,  

Present value = $104

Future value or Face value = $100

PMT = $100 × 6% = $6

NPER = 1

The formula is shown below:  

= Rate(NPER;PMT;-PV;FV;type)  

The present value come in negative        

After applying the above formula, the yield to maturity is 1.92%  

7 0
3 years ago
What is the difference between legitimate and illegitimate compulsion for enrique dussel? Does he consider both to be violence?
KATRIN_1 [288]

Dussel does not consider legitimate compulsion to be malicious, on the other hand he considers illegitimate compulsion.

4 0
3 years ago
Alpha Technology produces two products: a high-end laptop under the label Excellent Laptops and an inexpensive desktop under the
s2008m [1.1K]

Answer:

Alpha Technology

Outstanding Computer's consumption ratio for setup hours is:

b. 0.48

Explanation:

a) Data and Calculations:

Overhead activities and costs:

Setting up equipment $3,000

Machining $15,000

                                            Excellent      Outstanding

                                             Laptops        Computers

Direct Labor                         $25,000         $10,000

Direct Materials                   $20,000          $5,000

Expected Production in Units 3,000             3,000

Machine Hours                           850             2,000

Setup Hours                                  80                  75

Total setup hours = 155 hours

Outstanding Computer's consumption ratio for setup hours = 75/155 * 100

= 48%

8 0
3 years ago
LTM, Inc. has an issue of preferred stock whose par value is $1,000. The preferred stock pays a 4.5% dividend. If investors requ
Elena L [17]

Answer:

Explanation:

return on preferred stock (rp) = Dividend/ Current price

rate of return  = 5.5% or 0.055 as a decimal

Dividend amount = dividend rate * par value ;

Dividend amount = 4.5% * 1000 = $45

Current price = ?

Next, plug the numbers to the formula above to find Price;

0.055 = 45/ Price

0.055Price = 45

Divide both sides by 0.055;

Price = 45/ 0.055

Price = $818.18

7 0
3 years ago
Who must make the determination to cancel an invitation for bids after bid opening?a.Contracting officerb.Chief of the contracti
Lesechka [4]

Answer:

c.Head of the contracting activity

Explanation:

6 0
3 years ago
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