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In-s [12.5K]
1 year ago
10

According to msrb rules, if a control relationship exists between an issuer and a municipal securities dealer, the nature of tha

t relationship must be disclosed when:____.
Business
1 answer:
Drupady [299]1 year ago
8 0

The nature of that relationship must be disclosed when undertaking municipal securities transactions and advising buyers and nation and local governments.

The Municipal Securities Rulemaking Board establishes rules that securities firms, banks and municipal advisors ought to follow when undertaking municipal securities transactions and advising buyers and nation and local governments.

Enforcement of policies for bank dealers that are not registered as broker-sellers with is done by means of the bank regulatory our bodies - the workplace of Comptroller of foreign money; the Federal Reserve; and the Federal Deposit coverage business enterprise.The MSRB isn't legal to modify municipal entities, along with country and nearby authorities issuers of municipal securities.

The MSRB regulates all subjects related to the underwriting and buying and selling of kingdom and municipal securities however does no longer have enforcement powers. It relies upon on other SROs (e.g., FINRA) for the enforcement of its regulations.

Learn more about  msrb rules here:- brainly.com/question/17312887

#SPJ4

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Catherine, a resident of California, has been serving a federal government office for the last five years. Her superiors have al
kupik [55]

Answer:

B) did not file the complaint within 45 days of the event.

Explanation:

Time limits matter and in this case Catherine should have approached the Equal Employment Opportunity Commission before.

All she can do now is wait until next April and if her work is not properly recognized at that moment, then she should immediately file a complaint (at least before the 45 day limit expires).

5 0
3 years ago
Primo Industries collected $105,000 from customers in 2019. Of the amount collected, $25,000 was for services performed in 2018.
bearhunter [10]

Answer:

a. $33,000.

b. $36,000.

Explanation:

Net income is calculated as sales minus cost of goods sold, selling, general and administrative expenses, operating expenses, depreciation, interest, taxes, and other expenses. It is also called net earnings.

Now, Cash accounting recognizes revenue and expenses only when money changes hands, but accrual accounting recognizes revenue when it's earned, and expenses when they're billed (but not paid).

a. 2014 Cash-basis net income:

Primo Industries collected $105,000 from customers in 2019

Primo Industries also paid $72,000 for expenses in 2019

=105,000-72,000

=$33,000

b. 2014 accrual-basis net income.

=(105,000-25000+40000)-(72000-30000+42000)

=120000-84000

=$36,000

5 0
3 years ago
Which of the following is an example of an open-ended question?Answers:a. Do you want to have children?b. Would you consider ado
Elden [556K]

Answer:d. What do you think about the new ice-cream flavor

Explanation:

An open ended question is a statement that requires a response. The response can't be yes/ no or a static response

The question What do you think about the new ice-cream flavor can't be answered with yes or no. The answer can either be I like the ice cream flavour or I don't like the ice cream flavour.

I hope my answer helps you

6 0
3 years ago
Read 2 more answers
During step 3 of activity-based costing, activity overhead cost pool rates are used to assign overhead costs to final cost objec
netineya [11]

Answer:

HEY

Explanation:

6 0
3 years ago
Hurte-Paroxysm Products, Inc. (HP) of the United States exports computer printers to Brazil, whose currency, the reals (symbol R
Kaylis [27]

Answer:

Hurte-Paroxysm Products, Inc. (HP)

The short-run impact of each pricing strategy is as follows:

                                           Alternative 1                      Alternative 2

                             Reduce Price to $170     Maintain Price of $200

Gross profit                        $2,500,000               $3,200,000

Reduction in Gross Profit   $1,500,000                  $800,000

b. (2) maintain the same dollar price of $200, raise the real price in Brazil (to R$800 from R$680)to compensate for the devaluation, and experience a 20% drop in volume.

c. If HP maintains the same real price and same unit volume, the firm's gross profits will be $2,500,000.

Explanation:

a) Data and Calculations:

Exchange rate = R$3.40/US$

Current exports of printers per year to Brazil = 50,000

US unit price of printer in dollars = $200

Brazil unit price of printer in R$ equivalent = R$680 ($200 * R$3.40)

Unit price of printer in R$ when reals is devalued = R$800 ($200 * R$4.00)

The reduced dollar price with devaluation, when real price is maintained = $170 (R$680/R$4.00)

Before Devaluation of Brazil's Real (R$):

Sales volume            50,000

Sales revenue $10,000,000 (50,000 * $200)

Direct costs         6,000,000 (50,000 * $120)

Gross profit       $4,000,000

                              Alternative 1                  Alternative 2

                       Reduce Price to $170     Maintain Price at $200

Sales volume                50,000                      40,000 (50,000 * 80%)

Sales revenue      $8,500,000               $8,000,000 ($200 * 40,000)

Direct costs            6,000,000                  4,800,000 ($120 * 40,000)

Gross profit         $2,500,000                $3,200,000 ($80 * 40,000)

Direct costs = $6m ($120 * 50,000)        = $4.8m ($120 * 40,000)

8 0
3 years ago
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