Question

A customer has just notified the brokerage firm of a change of address. How long does the broker-dealer have to provide the customer with an amended account record for confirmation?

Answer 1

If a customer notifies a member firm of a change in account information, such as a change in address, marital status, or investment objective, the firm must amend the account information and send it to the customer for confirmation within 30 calendar days.

Investment objectives are a set of objectives that determine an investor's financial portfolio. Financial advisors use investment objectives to determine the best strategies to reach their clients' goals. An investor's risk tolerance and time horizon help determine investment objectives.

Investment objectives or reasons for investment are an integral part of financial planning. Your goals should determine the types of assets you add to your portfolio. Perhaps you want to see the best possible tax outcome, minimize risk as much as possible, or focus on a time-bound goal such as retirement.

Learn more about investment objectives here: brainly.com/question/25895372

#SPJ4