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cricket20 [7]
1 year ago
5

A customer has just notified the brokerage firm of a change of address. How long does the broker-dealer have to provide the cust

omer with an amended account record for confirmation?
Business
1 answer:
DochEvi [55]1 year ago
3 0

If a customer notifies a member firm of a change in account information, such as a change in address, marital status, or investment objective, the firm must amend the account information and send it to the customer for confirmation within 30 calendar days.

Investment objectives are a set of objectives that determine an investor's financial portfolio. Financial advisors use investment objectives to determine the best strategies to reach their clients' goals. An investor's risk tolerance and time horizon help determine investment objectives.

Investment objectives or reasons for investment are an integral part of financial planning. Your goals should determine the types of assets you add to your portfolio. Perhaps you want to see the best possible tax outcome, minimize risk as much as possible, or focus on a time-bound goal such as retirement.

Learn more about investment objectives here: brainly.com/question/25895372

#SPJ4

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Discuss at least one other type of source or document that would help you analyze the benefits and drawbacks of free enterprise.
PtichkaEL [24]
I would say that Wikipedia could be used to research the benefits and drawbacks of the free enterprise system in terms of the advancement in scientific enquiry that took place during the Renaissance and the Industrial Revolution thanks to the advent of capitalism (after feudalism). On the other hand, the same source could show the adverse working conditions for even women and children in the underground coal mines in England during the Industrial Revolution (intense exploitation). 
7 0
3 years ago
Read 2 more answers
Suppose you invest semiannually for 25 years in an annuity that pays 5% interest, compounded semiannually. At the end of the 25
bonufazy [111]

Answer:

$354,500

Explanation:

First find the amount invested ie the Present Value as follows :

n = 25 × 2 = 50

i = 5%

P/yr = 2

Pmt = $0

Fv = $500,000

Pv = ?

Using a Financial Calculator to enter the amounts as above, the Present Value is $145,471

Total Interest = Future Value - Present Value

                      = $500,000 - $145,471

                      = $354,529

Thus interest is $354,500 (nearest hundred dollars).

7 0
4 years ago
david wants to know if his company's resources are being used in the best, most productive manner in order to achieve company go
abruzzese [7]

David wants to know if his company’s resources are being used in the best, most productive manner in order to achieve company goals. David wants to know his organization’s efficiency.

<h3>What is the significance of the organization’s efficiency?</h3>

Organizational efficiency of an organization mainly examines and determines how to increase the productivity of an organization by using a specific amount of resources.

Organization’s efficiency plays a very significant role in the smooth and effective operations of the firm as it helps the organization achieving the objectives.

Basically, the efficiency of an organization completely depends on its employees, resources, goals and objectives.

Learn more about organization’s efficiency here:-

brainly.com/question/13021831

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7 0
1 year ago
Bill Mason is considering two job offers. Job 1 pays a salary of $40,100 with $6,778 of nontaxable employee benefits. Job 2 pays
olga2289 [7]

Answer:

2

Explanation:

7 0
4 years ago
Egrane, Inc.'s monthly bank statement showed the ending balance of cash of $14,800. The bank reconciliation for the period showe
emmasim [6.3K]

Answer: The correct answer is "(A) Debit Accounts Receivable and credit Cash for $560".

Explanation: The non-existent 560 must be adjusted in the cash account, and the 560 receivable must be added to the third party that issued the check in the "accounts receivable" account.

The entry would be:

--------------------------------- . ------------------------------------------

Accounts Receivable                   560

                   Cash                                      560

--------------------------------- . --------------------------------------------

6 0
3 years ago
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