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2 years ago

How frequently is a firm required to notify customers regarding how to access brokercheck®?

Business

1 answer:

lara31 [8.8K]2 years ago

4 0

<u>Annually,</u> a firm is required to notify customers regarding how to access BrokerCheck®.

FINRA member firms are required to annually give each of their clients the phone number and website address for BrokerCheck in writing, in accordance with FINRA Rule 2267 (Investor Education and Protection). Additionally, they must yearly notify their clients of the availability of an investor brochure that contains detailed information about BrokerCheck.

What is FINRA or Financial Industry Regulatory Authority's BrokerCheck? It is a free online resource for researching brokers, investment companies, and financial advisors. Investors can find a wide range of information that may be useful in the selection and vetting of a specific financial advice provider or brokerage firm.

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A rising gdp and a falling unemployment rate are most likely indicators that an economy is in which phase of the business cycle?

mariarad [96]

The most reliable evidence that an economy is in the Expansion phase of the business cycle are a rising GDP and a declining unemployment rate.

In terms of the economy, an expansion is a time when a country's overall economic productivity is rising.

The bulk of business entities begin to generate enough profit from their operations at this point. Their capital reserve increased as a result of this. As a result, they frequently spend in various areas of their companies to boost productivity. (such, spending money on new technology or employing more people).

The entire consumption, investments, government spending, and net export of a nation are added to determine its GDP. These all tend to rise in value amid economic expansion. The overall GDP will consequently grow.

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1 year ago

A person in the organization has the ability to given bonuses to employees as part of a corporate compensation program. This is

skad [1K]

A person in the organization has the ability to given bonuses to employees as part of a corporate compensation program. This is an example of reward power.

<h3>What is reward power?</h3>

This is a term that is used formally in the workplace to refer to a power that has been given by people to give out rewards to other workers in the workplace.

A supervisor who gives incentives to workers is an example of a person that holds such a power.

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2 years ago

You work for SunCorp Solar. If the shift has ended for the service department employee who

Serhud [2]

Answer:

I believe e but don't take my word

Explanation:

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3 years ago

You just saw a billboard that states "85% of doctors use our product!" What technique has the advertising company used to persua

Andreas93 [3]

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3 years ago

What agency insures your deposits at member banks

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Federal Deposit Insurance Corp it the FDIC

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3 years ago