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diamong [38]
1 year ago
7

Under nasaa recordkeeping rules for investment advisers, any advertisement, circular or other communication must be retained:___

__.
Business
1 answer:
Arte-miy333 [17]1 year ago
5 0

Under the NASAA model rule, advertisements, circulars, bulletins or other communications circulated by the adviser to 2 or more persons must be retained for 5 years.

Such communications can recommend the purchase or sale of a specific security and if the communication does not state the reasons for the recommendation, a memo must be retained indicating the reasons for the recommendation.

The North American Securities Administrators Association (NASAA) proposed new rules to try and reduce the stubbornly high number of arbitration awards for harmed investors that go unpaid. If states adopt the model rules, those regulators could pursue harsher enforcement measures against registrants and firms who aren't paying—including revoking state-issued licenses.

While NASAA approved a model act this past May to assist some securities violation victims in getting their awards, in the request for comment NASAA argued a recovery fund could be hard to enact because there is “not yet widespread political support.” NASAA also argued the amount in a recovery fund could be “finite,” that payouts could be delayed, and that it would not address an advisor or firm’s individual misconduct.

Learn more about NASAA here

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Explain environmental and organizational factors affecting HR forecasting.
xxMikexx [17]

Answer:

factor affecting hr fire forecasting

Employment.

Technological changes.

Organizational changes.

Demographic changes.

Culture.

Shortage of skill due to labor turnover.

Pressure groups.

Economic factors.

Explanation:

please mark me brainleast

3 0
3 years ago
What is a company's market share?
chubhunter [2.5K]
D: because it can't be C, B, A or because they have their own definition
5 0
3 years ago
Which type of partnership should Adam and Donna choose?
oksian1 [2.3K]

Answer:

The suggestion from Donna would be <u>Limited Partnership</u> business structure.

Explanation:

Limited Partnership is the type of partnership where the business entities are authorised by the state. In this partnership, there is atleast one general partner who is involved in the day-to-day running of the business while the other partner(s) provides money but do not contribute towards the day-to-day running.

<em>This is the most common for partners who only want financial returns in a business rather than being bugged down with the debts and liabilities associated with the business.</em>

6 0
3 years ago
Which of the following is a disadvantage of barter as a countertrade arrangement?
Wittaler [7]

Answer:

(C). Firms engaged in barter run the risk of having to accept goods they do not want or cannot use.

Explanation:

Countertrade is a trade system in which goods and services are exchanged for other goods and services.

Barter is a type of countertrade where money isn't involved. Only goods and services are exchanged between participating parties.

<em>A disadvantage of barter is that, in the absence of required goods, a firm may have to accept the goods the other firm is offering even though it doesn't need or cannot use those goods at that point in time. </em>The firm could resell the goods later.

5 0
4 years ago
When consumers believe that various items provide the same set of attributes, brand _________ results.
IrinaK [193]

When consumers believe that various items provide the same set of attributes, brand recognition results. The degree to which a consumer can correctly identify a specific good or service only by looking at its logo, tagline, packaging, or marketing campaign is known as brand recognition.

An aural cue, such as a jingle or theme tune related to a brand, can also cause brand recognition. For instance, if you see the pink and orange Dunkin Donuts lettering up ahead, you would immediately recognize it as Dunkin Donuts even before you could make out the words. Identify a brand without being explicitly exposed to its name by using visual.

To learn more about brand, click here.

brainly.com/question/18015592

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4 0
2 years ago
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