Question

The administrator may, by order, cancel the registration of a broker-dealer, agent, investment adviser:____.

Answer 1

The answer is the registrant or applicant no longer exists, has ceased doing business, or cannot be located.

If a broker dealer, investment adviser, or agent no longer exists, has ceased conducting business, or cannot be traced, the administrator may cancel their registration. If a person is declared incompetent, their registration may be revoked.

What is the role of administrator?

• Administrators assist in the efficient operation of offices by performing clerical jobs and projects.
• You may be organizing project meetings as a construction administrator.
• You'd be typing paperwork, answering business inquiries, drafting contracts, and providing customer support.

To learn more about to administrator visit:

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