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ExtremeBDS [4]
3 years ago
8

An agent is selling a new issue of a non-exempt security to a customer. In order to make it easier for the customer to understan

d the risks of the investment, the agent highlights the "Important Risk Factors" section of the prospectus before giving it to the customer. Which statement is TRUE about this action
Business
1 answer:
V125BC [204]3 years ago
7 0

Answer: b. This action is a violation of the Uniform Securities Act

Explanation:

Most terms people carry out in doing business is a breach on the policies of the other party and which is not healthy for the business society, clients should get to understand when they are crossing the line in carrying out task and do the right thing, violations can lead to law enforcement which would not be pleasurable for the party involved.

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The company that owns the trademark, products, and/or business format that is being franchised is known as the:
Darina [25.2K]

Answer:

Franchisor

Explanation:

The franchisor is the owner of the brand, while the franchisee is the one that uses its brand through a franchise contract

6 0
4 years ago
Read 2 more answers
The finalized registration statement for new securities approved by the SEC is called A. a firm commitment. B. a red herring. C.
umka2103 [35]

The finalized registration statement for new securities approved by the SEC is called the prospectus. Option C. This is further explained below.

<h3>What is a prospectus?</h3>

Generally, a prospectus is simply defined as a printed pamphlet promoting an institution to prospective students or parents, or including information for investors about a stock offer.

In conclusion, The prospectus is the finished SEC-approved registration statement for new securities.

Read more about prospectus

brainly.com/question/27245796

#SPJ1

8 0
2 years ago
The Work-in-Process inventory account of a manufacturing firm shows a balance of $3,250 at the end of an accounting period. The
max2010maxim [7]

Answer:

$1.25

Explanation:

With regards to the above and given that;

Direct material = $510 310

Direct labor = $410 $670

Manufacturing overhead?

Work in process = Direct material + Direct labor + manufacturing overhead

$3,250 = $820 + $1,080 + MOH

$3,250 - $1,900 = MOH

MOH = $1,350

Overhead rate = MOH/Direct labor hour

= $1,350/1080

= $1.25

3 0
3 years ago
Best products, an Atlanta based company, is in the midst of its budgeting process. It has already prepared its direct materials
zubka84 [21]

Answer:

The target direct materials ending inventory is the correct answer.

Explanation:

8 0
3 years ago
Which types of preferences will always result in an interior optimum for utility maximization (assuming income is greater than $
Rashid [163]

Multiple choice options

Perfect complements

Cobb Douglas

Perfect substitute

Concave IC

Quasi linear

Answer:

Perfect complements

Cobb Douglas

Explanation:

Perfect complements and Cobb Douglas will always result in interior optimum for utility maximization

When we talk of perfect competition, the consumer would always consume both goods and would do so in fixed proportions.

For cobb Douglas, the consumer spends a fixed part of income on the good. The part of income that is spent is dependent on the exponential power of goods it was spent on.

For perfect substitute and concave IC, any of one good is consumed

For quasi linear, first one good is consumed till some unit. After this unit is done with, if anything is left on income, the remaining income will be spent on other good. So at income level, there is corner solution and whereafter there will be interior solution.

6 0
3 years ago
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