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saveliy_v [14]
4 years ago
15

One of your fellow investment adviser representatives (iar) at your firm recently came to you and asked for a loan. you couldn't

afford to give him the loan, but two days later you overheard him on the phone asking a client for the same loan. the client informs the iar that he also does not have the cash available so the iar recommends to the client that he sell a mutual fund and loan the rr the resulting proceeds. the uniform securities act governs such actions and by performing these actions, the iar has:
Business
1 answer:
brilliants [131]4 years ago
4 0

The Uniform Securities Act governs such actions and by performing these actions, the IAR has:

Performed an unethical business practice

Broken his fiduciary duty and created a conflict of interest

The Model Rule on Unethical Business Practices does not allow the loaning or borrowing of a client and an investment advisory representative or IAR because this may constitute a conflict of interest.

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Galina-37 [17]

Answer:

c. Universal Computer Corp.’s purchase of a competitor’s subsidiary.

b. Atlanta Aeronautics Co.’s purchase of a new piece of equipment.

Explanation:

Consider the following definition.

What is capital Budgeting ? Capital budgeting is the process a business undertakes to evaluate potential major projects or investments.

3 0
3 years ago
( WILL GIVE BRAINLIEST!!!) Type the correct answer in the box. Spell all words correctly.
aleksklad [387]

Answer:

0.90

Explanation:

The debt to equity ratio is a type of leverage ratio. It is also known as a risk ratio. It is calculated using the formula below.

Debt to Equity Ratio=Total Shareholders Equity/ Total Liabilities​​.

Shareholders' equity is comprised of retained earnings, share capital, income, and dividends.

Total liabilities are the current liabilities plus long term liabilities.

For Creatz Ltd, Total liabilities are $3500 + $7500= $11,000

Shareholders is $10,000

debt to equity ration

= $10,000/$11,000

=0.90

8 0
3 years ago
To verify the quality and integrity of completed visuals ask yourself all of the following questions, except
kupik [55]

In order to verify the quality and integrity of completes visuals, you should NOT ask yourself the question “Is the visual doing the job?”

<span>One needs to ensure visual and textual flow in order to have successful integration with text involves for decisions.</span>

7 0
3 years ago
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The amount of money collected by a snack bar at a large university has been recorded daily for the past five years. Records indi
disa [49]

Answer:

A) skewed to the right with a mean of $4000 and a standard deviation of $450.

Explanation:

While the days are picked at random, the size of the sample is enough to represent the reality. Among the random pick those days of football game will be picked too and will skewed to the right the distribution

The distribution will not change into normal as the reality is that distribution of revenue is not normally distributed among the days of the year.

3 0
3 years ago
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Veseljchak [2.6K]

Answer:

identify value

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identify if communications are effective is used determine who the consumers are and the type of media preferred.

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8 0
3 years ago
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