The employing member will have the opportunity to approve or disapprove of the associated person's participation.
“Registered representative” is a term that describes a person who is licensed to shop for and promote securities for customers and is subsidized by using a firm registered with the financial industry Regulatory Authority (FINRA).
Independent broker-dealers feature as complete-provider brokerage companies, however, continue to be unfastened from the limitations and demands of a large Wall Street corporation. RIAs are independent fiduciaries who may accomplice with several broker-sellers, promoting a variety of products and services.
Registered representatives constitute customers within the buying and selling of investment merchandise including stocks, bonds, and mutual budgets. Many manage complicated trades or complicated products which can be out of doors the abilities of online trading.
Learn more about Registered representatives here brainly.com/question/26179492
#SPJ4
I take my time to reflect on how I treat people. I meditate so that I can truly know how I feel.
There are two intellectual property rights: Industrial
Property and Copyright. Industrial property are the trademarks, patents for inventions,
and industrial designs. A copyright encompasses works in literature, art, film,
architecture, and music. This also includes rights to copyright for artists’ performances,
producers of recordings, and/or television programs.
Having a copyright provides opportunity of creating value
and income for people whose means of living are through the above mentioned
works.
Answer:
In the Money.
Explanation:A call option is an option contract for Securities, where the buyer has the right to buy a particular Security at a given amount on or before a given date.
A STOCK IS ALSO KNOWN AS A SHARE WHICH MEANS A PART OF A PUBLIC COMPANY WHICH HAS BEEN BOUGHT BY ANOTHER PERSON OR AN ENTITY IT CAN ALSO BE CALLED AN INVESTMENT MADE INTO ANOTHER ENTITY.
At $30 exercise price and $32 current stock price,the call option is in the money.
Answer:
The correct answer is letter "D": administrative agencies.
Explanation:
Governmental administrative agencies are those Congress creates to appoint them a specific function operating on behalf of the government. They are autonomous and dependent bodies that also handle individuals' claims acting like rulers and law enforcers.
<em>The Federal Communications Commission (FCC), the Securities and Exchange Commission (SEC), the Department of Energy (DOE) and the Internal Revenue Service (IRS)</em> are examples of U.S. administrative agencies.