Answer:
D) II and IV
- The settlement must be disclosed on the RR's U-4 for the remainder of the RR's career in the financial industry.
- The record of the settlement must be made public on the FINRA website
Explanation:
Since the dispute was over a $15,000 amount, the settlement must be recorded using the registered representative's U-4, section 14 I, section 2. This disclosure must contain the information regarding the incident that lea to the settlement and whether the complaint was written or oral. This information must also be uploaded to the FINRA website under the broker check section which includes all the customers' complaints.
The type of advertisement that is most likely to make somebody submit their ad far in advance would be direct mail advertising.
Direct ads for short.
Answer:
The answer is a
Explanation:People exert more control over their careers by changing jobs more frequently.
Answer:
stimulation ; stabilization
Explanation:
Automatic stabilizers act to stimulate the economy during recessions and stabilize the economy when it becomes overheated
