Who is responsible for developing a firm's mission?

Under the FINRA Conduct Rules, a broker-dealer may charge a customer all of the following services except:_______.a. collection

JulijaS [17]

Answer:

distributing proxies to holders of securities in margin account

Explanation:

Proxies are voting materials on shares that are given by the issuer of the shares to the brokerage that is holding the shares.

Proxies are paid for by the issuer and not the customer.

A broker is allowed to charge for various services rendered. For trading and market related services the 5% rule holds, while for other clerical services such as collection of dividends, safe keeping appraisal of securities, and transfer of securites.

Charges must be fair and reasonable.

3 0

3 years ago

Awnser....... please please please

Sholpan [36]

It would be awnser a

6 0

3 years ago

One thing that helps incumbents win reelection is ______________, which might include federal spending projects benefiting state

Temka [501]

One thing that helps incumbents win reelection ,which might include federal spending projects benefitting state and local governments, businesses, colleges, and other institutions in a congressional district is

the pork barrel.

Pork barrel :

Pork barrel, or simply pork, is a metaphor for the appropriation of government spending for localized projects secured solely or primarily to bring money to a representative's district.

What is the problem of pork barrel?

The Priority Development Assistance Fund scam, also called the PDAF scam or the pork barrel scam, is a political scandal involving the alleged misuse by several members of the Congress of the Philippines of their Priority Development Assistance Fund (PDAF, popularly called "pork barrel"), a lump-sum discretionary fund

Learn more about pork barrel:

brainly.com/question/25553299

#SPJ4

5 0

1 year ago

Social surplus is maximized when all buyers with the reservations values ___________ than the market price are actually making p

nikklg [1K]

Answer:

highest-value; lowest-cost

Explanation:

Social surplus can be define as the rate, amount of value or utility(which are welfare) a society has gotten from goods and services consumption. It is not not like money or resource.

it is also referred as economic surplus. it is the summation of the sum of consumer surplus and producer surplus. The economic surplus is referred to as welfare package in full

5 0

3 years ago

Western Electric has 32,500 shares of common stock outstanding at a price per share of $80 and a rate of return of 12.95 percent

Sergio039 [100]

Answer:

c. 11.10%

Explanation:

Options are "a. 10.29% b. 10.51% c. 11.10% d. 10.72% e. 11.49%"

Market Value of Equity = $80 * 32,500

Market Value of Equity = $2,600,000

Market Value of Preferred Stock = $95.50 * 7350

Market Value of Preferred Stock = $701,925

Market Value of Debt = $407,000 * 1.115

Market Value of Debt = $453,805

Total Market Value = Market Value of Equity + Market Value of Preferred Stock + Market Value of Debt

Total Market Value = $2,600,000 + $701,925 + $453,805

Total Market Value = $3,755,730

kP = Annual Dividend / Current Market Price

kP = $7.90 / $95.50

kP = 0.082723

kP = 8.27%

WACC = [wD * kD * (1 - t)] + [wP * kP] + [wE * kE]

WACC = [(453,805/3,755,730) * 8.11% * (1 - 0.40)] + [(701,925/3,755,730) * 8.27%] + [(2,600,000/3,755,730) * 12.95%]

WACC = 0.59% + 1.55% + 8.96%

WACC = 11.10%

6 0

3 years ago