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Lelu [443]
4 years ago
6

A working group convened by NASAA has developed a model fee disclosure schedule to help investors better understand the costs in

volved in doing business with their broker-dealer. The template has broker-dealers disclose all of the following fees except:________. A) charges for late payments B) account inactivity fee C) issuance of a stock certificate D) advisory fees
Business
1 answer:
WARRIOR [948]4 years ago
7 0

Answer:

Correct Answer:

C) issuance of a stock certificate

Explanation:

In the model developed by group working for NASAA which was to disclose model fee and cost involved in doing business with them, it would disclose all associated cost involved. <em>The only thing it would not disclose would be regards to stock certificate issuance since it falls outside their perview.</em>

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When the regulator sets a price that a firm cannot exceed over the next few years, the regulator is enforcing:?
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<span>This is a price cap regulation. Because the firm cannot go over a certain price, the price is said to be capped. Regulations like this prevent firms from overcharging their customers, and promote good business ethics. It may slow the growth of the firm, but the cost comes at the benefit of the customer.</span>
7 0
3 years ago
Which situation best illustrates how production decisions are made in a command economy
Usimov [2.4K]

Answer:

umm

Explanation:

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Caveman Clubs Inc. tested a new graphite golf club that they have developed, Model X-5. They did a series of experiments with go
Ostrovityanka [42]

Answer:

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When the information is presented just with adjetives, telling us about the performance its a qualitative data, because it tell us "how things happened?"

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4 0
4 years ago
4. Why is the customer service department of a company important?
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Hope this is what you're looking for. Have a great day! :D
6 0
3 years ago
Nathan has been brought to the intensive care unit (icu. he is extremely disoriented and is unable to understand his situation.
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