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omeli [17]
3 years ago
10

A registered representative wishes to give a speech to a group of 35 potential retail clients at a restaurant. The speech is scr

ipted and is a general discussion about investing in securities. Which statement is TRUE?
Business
1 answer:
maksim [4K]3 years ago
3 0

Answer:

Prior principal approval must be obtained and a copy of the speech must be retained in your firm's Office of Supervisory Jurisdiction

Explanation:

Because the speech is to be givento 35 attendees, it is under the Retail Communication. Every speech should be honest and of good taste; and the speech must be informational, but far from promotional.

It is not required that the speech content has to be pre-filed with the SEC. A copy must be kept a period of f 3 years for inspection by FINRA examiners. The speech script would be kept on file in the firm's supervisory compliance office that is the Office of Supervisory Jurisdiction.

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Did I graph number 1 correct and is the number 2 answer yes?
coldgirl [10]
Yes you did it all correct
7 0
4 years ago
is personally responsible for all partnership debts. has no say over a firm's daily operations. faces double taxation whereas a
aleksandrvk [35]

Answer:

is personally responsible for all partnership debts

Explanation:

COMPLETE QUESTION

A general partner:

is personally responsible for all partnership debts. has no say over a firm's daily operations. faces double taxation whereas a limited partner does not. has a maximum loss equal to his or her equity investment. receives a salary in lieu of a portion of the profits.

EXPLANATION

A general partner can be regarded as a person that joins with another person or join with more than one other person to form a business. A general partner is responsible for the actions that is been taken in the business, He or she is liable personally for all the debts as well as obligations in the business and can bind the business legally. It should be noted that A general partner is personally responsible for all partnership debts.

5 0
3 years ago
The team raises concerns about the volume of bags they have compared to smaller regional airports. Specifically, Sophia mentions
Hitman42 [59]

Answer:

The correct answer is letter "A": negative inequity.

Explanation:

John Stacey Adams proposed the Equity Theory stating wages and work conditions are not the only factors that motivate employees at work. According to Adams worker look for a balance between their inputs such as effort, skills, abilities or commitment and outputs like recognition, reputation, praise or job security.

Negative inequity arises when individuals feel their outputs are undervalued in regards to their inputs and positive inequity when the outputs overvalue the inputs. Then, <em>Sophia is feeling negative inequity since she believes it is necessary to work harder (effort) so the workload of her team (output) can be increased compared to smaller regional airports.</em>

7 0
4 years ago
A trade deficit is determined by measuring the difference between a nation’s ________ and its ________.
Brrunno [24]

<span>After thorough researching, a trade deficit is determined by measuring the difference between a nation’s inflation rate and its unemployment rate. The correct answer to the following given statement or question above is with the letter E which is the inflation rate and unemployment rate.</span>

8 0
3 years ago
A company had beginning inventory of 8 units at a cost of $11 each on March 1. On March 2, it purchased 11 units at $10 each. On
MrRissso [65]

Answer:

$237

Explanation:

From the information given

Using FIFO perpetual inventory method, we have

(8 × 11) + (11 × 10) + (3 × 13)

= 88 + 110 + 39

= 237

Therefore, cost of 22 units sold is $237

Note: FIFO perpetual inventory method is a cost flow tracking system where the first unit of inventory acquired is the first unit of inventory sold. So in this case, we calculated the cost of the first 22 unit acquired.

6 0
3 years ago
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