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Maksim231197 [3]
3 years ago
8

A customer opens an account at a brokerage firm to purchase securities in an offering. The customer must receive the disclosure

document/prospectus:_________
A. no later than the confirmation of the sale
B. no later than the settlement of the transaction
C. within 7 days of the transaction
D. within 90 days of the transaction
Business
1 answer:
zhuklara [117]3 years ago
3 0

Answer:

The correct option is A

Explanation:

NASAA stands for North American Securities Administrators Association,which describe or states that falling to provide or supply to customer, the purchasing securities in an offering.

It should be done at no later than the confirmation date of the transaction, either a preliminary prospectus or a final prospectus and an extra document, which altogether contained all the information stated in the final prospectus.

Therefore, the customer should receive the disclosure document on no later date than confirmation of the sale.

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Answer:

Strategic conversation

Explanation:

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2 years ago
Which of the following is not one of the four types of analyses outlined in the text as a method for analyzing sales organizatio
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Answer:

e. market-share analysis.

Explanation:

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Barry has a medical plan with a $1,200 deductible, 20% coinsurance, and a $5,000 coinsurance cap. His allowable medical expenses
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Based on his deductible and coinsurance cap, the amount that Barry will pay is <u>$4,560.</u>

<h3>Amount Barry will pay </h3>

Barry will have to pay the entire deductible of $1,200. The expenses that are left will then be shared between him and the insurer in a 20% - 80% ratio but he will not pay more than $5,000.

Total he will pay out of pocket is therefore:

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Solving gives:

= 1,200 + ( 20% x (18,000 - 1,200))

= $4,560

In conclusion, he will pay $4,560.

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Five useful E-mail Etiquette are:

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My supervisor involves all of us in making and implementing decisions. which of the global leadership behaviors am i using?
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