Answer: A. A person who has directed advice relating to securities to 6 individuals in that state within the past 12 months, even though he has no place of business within the state.
C) A person who limits advisory services exclusively to issuers of securities in that state while maintaining no office therein
D) A person whose home office is in the state and who manages less than $90 million in assets
Explanation:
Investment advisers are the individuals who makes recommendations on investment or helps in conducting security analysis in exchange for a fee.
It should be noted that under current law, the people who will be required to register as an investment adviser in a state must have given investment advise to people in the state within the past 12 months and also have their home office in that particular state.
Based on the information, the correct answers are A, C and D.
Answer:
A
Explanation: After consulting the ancient scrolls and using the index i found the answer.
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Answer:that is up to you Msefkjfkes2123
Explanation:it is your perspective of what to do tell, or keep it to self
Answer:
According to Robert Atchley, he is in C. the honeymoon phase.
Explanation:
Robert Atchley developed stages of retirement:
- Planning
- Excitement
- Honeymoon: the individual feels there are a lot of opportunities and possibilities for him/her. He/she is finally able to relax and <em>enjoy the beginning of retirement.</em> It generally lasts a year.
- Disenchantment
- Reorientation and Stability
In this case, Rudy has just retired and he is enjoying his freedom and spending time traveling. He is at the honeymoon stage.