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stepladder [879]
3 years ago
9

Ken, a C.P.A., charges an annual fee to all of his clients for his services. Ken's services sometimes include investment advice

but no extra fee is charged for that advice. After he begins spending 30% of his time giving investment advice, he decides to advertise the availability of the investment advisory services. According to the Investment Advisors Act of 1940, Ken is subject to regulation as an investment advisor:[A] When he gives advice about specific securities to clients.[B] When he starts spending more than 25% of his time providing investment advice.[C] When he begins advertising the availability of the investment advisory services.[D] When he starts charging investment advisory clients different fees than those charged the accountant's clients.
Business
1 answer:
blondinia [14]3 years ago
7 0

Answer:

C) When he begins advertising the availability of the investment advisory services.

Explanation:

The Investment Advisor Act of 1940 states that an individual is subject to regulation as an investment advisor if the individual gives investment advice and advertises himself/herself as offering such investment advisor services.

In this case, the moment Ken begins advertising his advisor service, he is subject to regulation under the Investment Advisor Act of 1940.

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what are the two factors that go into which item is thought of as bought first, etc., when choosing between several possible pur
ANTONII [103]

Answer:

Fifo

Explanation:

Because the stock that is bought first should be the one to be purchased first

8 0
3 years ago
The strong form of the efficient market hypothesis contends thatA) a select few institutional investors can earn abnormal profit
Anni [7]

Answer: Option D

 

Explanation: Strong form efficiency is the most stringent form of market efficiency. This hypothesis states that the securities in the market reflects all the information in their price whether public or private.

Therefore, any investor would not be able to earn abnormal returns no matter how much research he or she has done. As the securities reflects private information also, therefore, insider trading will also be useless.

Hence from the above we can conclude that the correct option is D.

5 0
3 years ago
Cashmere Soap Corporation had the following items listed in its trial balance at 12/31/2021: Currency and coins $ 620 Balance in
Tresset [83]

The amount included by Cashmere Soap Corporation in its year-end balance sheet as cash and cash equivalents is <u>2. $10,620</u>.

<u>Explanation</u>:

<em><u>Given</u></em>:

Currency and coins= $620

Balance in checking account= $1,600

Customer checks waiting to be deposited= $2,500

Treasury bills= $2700

Marketable equity securities= $10,600

Commercial paper cost= $5900

The amount included by Cashmere Soap Corporation in its year-end balance sheet as cash and cash equivalents= 620+1600+2500+5900

                         = $10,620

The amount included by Cashmere Soap Corporation in its year-end balance sheet as cash and cash equivalents is <u>$10,620</u>.

5 0
3 years ago
Good corporate citizens Multiple Choice go beyond meeting society's expectations for ethical strategies and business behavior by
Greeley [361]

Complete question:

Good corporate citizens

A. go beyond meeting society's expectations for ethical strategies and business behavior by fostering social benefit and balancing the interests of all.

B. are active participants in the political process.

C. identify up-and-coming managers who have a future in local- or state-level politics.

D. create a democratic workplace whereby the voices of lower-level employees are heard through representation on the board of directors.

E. All of these.

Answer:

Good corporate citizens  : go beyond meeting society's expectations for ethical strategies and business behavior by fostering social benefit and balancing the interests of all.

Explanation:

Economic obligations are focused on the assumption that strong and legitimate standards are met; that they are completely consistent with all local, regional, federal and foreign regulations; and that they are a decent, law-abiding business citizen who does not merely comply with the moral requirements of society.

Corporate responsibility or sustainability, businesses are two out the of three respondents required corporations to move outside their conventional is sometimes used to express the notion that fulfilling society's standards is part of a business that creates a difference, a business that does amazing things around the world.

6 0
4 years ago
Olly, the retail manager of a camera store, believes that his store may be closed by corporate in the near future, so he cannot
elena55 [62]

Answer:

<em>Panic </em>

Explanation:

Panic <em>is a sudden feeling of fear that is so strong that reason and logical thinking are dominated or prevented,</em> substituting it with overpowering feelings of anxiety and frenzied agitation consistent with an animalistic reaction to fight or flight.

Panic can occur uniquely in people or can occur as mass hysteria (close to herd behavior) suddenly in large groups.

6 0
3 years ago
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