Answer:
d.Shares listed on a national securities exchange.
Explanation:
The primary purpose of enacting the securities exchange act of 1934 was to regulate securities and transactions in the financial or money markets. The act ensures fairness in financial dealings, thereby creating investor confidence.
For it to achieve its objectives, the securities exchange act contains mandatory disclosure requirements that ensure investors have access to relevant and accurate information to make decisions. The disclosures have to be made at crucial times to aid in investment decisions. All companies listed in the stock exchange are required to abide by the requirements of the exchange act.
Answer: Qualifying
<span>Ann's husband is engaged in the qualifying process. He suspects Handlemann's Deli may be a potential buyer for the furniture he needs to sell. And he is now in the process of determining if Handlemann's Deli has a certain characteristic (inclination to purchase) to qualify him as his prospect.</span>
I personally strongly disagree because you might control yourself but you can’t control what other people do around you.
Answer:
B. Mateo
Explanation:
He just graduated college therefore he has loans to pay back which could take a long time and an advisor may not fit in to his budget right now.
Answer:
The correct option here is B) the probability of loans not getting repaid in some countries because of political upheaval.
Explanation:
The risk premium is a return on investment that one expects it will yield, this is the return which is in excess of risk free rate of return.
In the risk premium for interest rate it includes both country risk and future exchange rate changes. Where country risk refers to a situation where there is a good chance that loans in some countries won't be repaid due to the political upheaval.