The SEC's ____ reviews the registration statement filed when a firm goes public, corporate filings for annual and quarterly repo

Question

dmitriy555 [2]

4 years ago

14

The SEC's ____ reviews the registration statement filed when a firm goes public, corporate filings for annual and quarterly repo

rts, and proxy statements that involve voting for board members or other corporate issues.

Business

1 answer:

Crazy boy [7] · Answer 1 · 2021-12-05T00:00:46+03:00

Answer:

The correct answer is letter "A": Division of Corporate Finance.

Explanation:

The Division of Corporate Finance is a body of the U.S. Securities and Exchange Commission (SEC) in charge of monitoring if publicly traded companies disclose enough information for investors to make informed decisions. The Division of Corporate Finance is also responsible for reviewing new institutions filings to go public by checking their Financial Statements, Form 10-Ks -company's performance, Form 10-Qs -quarterly financial reports, and proxy materials for voting among others.

The division does not disclose the criteria of evaluation to ensure integrity in the process.